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Details

STEPHEN ROBERT MILES NFA ID: 0295380

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent2
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CFTC Reparations Cases
Total2
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History
 Status Effective Date
GUARDIAN COMMODITIES INC 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/15/2006 
• ASSOCIATED PERSON WITHDRAWN 12/15/2006 
• ASSOCIATED PERSON REGISTERED 06/16/2006 
• NFA ASSOCIATE MEMBER APPROVED 05/02/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/02/2006 
• ASSOCIATED PERSON PENDING 04/27/2006 
• NFA ASSOCIATE MEMBER PENDING 04/27/2006 
JC LEEMAN FUTURES & OPTIONS INC 
• ASSOCIATED PERSON WITHDRAWN 12/30/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/30/2003 
• ASSOCIATED PERSON REGISTERED 05/09/2003 
• NFA ASSOCIATE MEMBER APPROVED 05/09/2003 
• ASSOCIATED PERSON WITHDRAWN 08/21/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/21/2001 
• ASSOCIATED PERSON REGISTERED 08/02/2001 
• NFA ASSOCIATE MEMBER APPROVED 08/02/2001 
• ASSOCIATED PERSON PENDING 05/24/2001 
• NFA ASSOCIATE MEMBER PENDING 05/24/2001 
MILES INC 
• ASSOCIATED PERSON WITHDRAWN 09/11/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/11/2007 
• PRINCIPAL WITHDRAWN 09/11/2007 
• NFA ASSOCIATE MEMBER APPROVED 05/31/2007 
• ASSOCIATED PERSON REGISTERED 05/31/2007 
• PRINCIPAL APPROVED 05/15/2007 
• NFA ASSOCIATE MEMBER PENDING 05/15/2007 
• ASSOCIATED PERSON PENDING 05/15/2007 
STERLING INTERNATIONAL COMMODITIES 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/04/2007 
• ASSOCIATED PERSON WITHDRAWN 05/04/2007 
• NFA ASSOCIATE MEMBER APPROVED 08/09/2006 
• ASSOCIATED PERSON REGISTERED 08/09/2006 
• ASSOCIATED PERSON WITHDRAWN 12/19/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/19/2002 
• PRINCIPAL WITHDRAWN 09/05/2002 
• ASSOCIATED PERSON REGISTERED 09/28/2001 
• PRINCIPAL APPROVED 09/28/2001 
• NFA ASSOCIATE MEMBER APPROVED 08/27/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/27/2001 
• ASSOCIATED PERSON PENDING 08/16/2001 
• NFA ASSOCIATE MEMBER PENDING 08/16/2001 
• PRINCIPAL PENDING 08/16/2001 
VANGUARD COMMODITY SERVICES INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 03/21/2000 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 03/21/2000 
• ASSOCIATED PERSON PENDING 10/29/1999 
• NFA ASSOCIATE MEMBER PENDING 10/29/1999 
VANGUARD TRADING GROUP 
• PRINCIPAL WITHDRAWN 06/29/2007 
• ASSOCIATED PERSON WITHDRAWN 05/15/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/15/2007 
• PRINCIPAL APPROVED 05/01/2007 
• NFA ASSOCIATE MEMBER APPROVED 12/15/2006 
• ASSOCIATED PERSON REGISTERED 12/15/2006 
WHITEHILL LIMITED INC 
• PRINCIPAL WITHDRAWN 07/16/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/16/2005 
• ASSOCIATED PERSON WITHDRAWN 07/16/2005 
• ASSOCIATED PERSON REGISTERED 08/22/2002 
• NFA ASSOCIATE MEMBER APPROVED 08/22/2002 
• PRINCIPAL APPROVED 08/20/2002 
• ASSOCIATED PERSON PENDING 08/20/2002 
• NFA ASSOCIATE MEMBER PENDING 08/20/2002 
• PRINCIPAL PENDING 08/20/2002 
WINNER GROUP INC THE 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/21/1999 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 06/21/1999 
• ASSOCIATED PERSON PENDING 05/24/1999 
• NFA ASSOCIATE MEMBER PENDING 05/24/1999 
 
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