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Details

PANAGORA ASSET MANAGEMENT INC NFA ID: 0226835

Current Status
• SWAP FIRM APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
• COMMODITY TRADING ADVISOR REGISTERED 
• NFA MEMBER APPROVED 
Exemptions and No Actions
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Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total0
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Formerly Known As
No other names
 
Business Address
470 ATLANTIC AVENUE
8TH FLOOR
BOSTON, MA  02210
UNITED STATES
617-439-6300
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
YUTAKA IDEGUCHIDIRECTORNO
LOUIS X IGLESIASHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
ROBERT JOB IVHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
KEISUKE KAWASAKIDIRECTORNO
NIPPON LIFE INSURANCE COMPANY YES
ROBERT JEFFREY ORRDIRECTORNO
PANAGORA HOLDINGS INC YES
EDWARD ENPING QIANHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
ROBERT L REYNOLDSDIRECTORNO
ERIC HEVERING SORENSENCHIEF EXECUTIVE OFFICERNO
PAUL MICHAEL SUTTONCHIEF FINANCIAL OFFICERNO
GREGORY DENNIS TRETIAKDIRECTORNO
MICHAEL HENRY TURPINCHF OPERATING OFCRNO
MARY ELIZABETH WILLAMSHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
History
 Status Effective Date
• SWAP FIRM APPROVED11/13/2013 
• SWAP FIRM PENDING11/13/2013 
• COMMODITY POOL OPERATOR REGISTERED09/14/1990 
• COMMODITY POOL OPERATOR PENDING08/28/1990 
• COMMODITY TRADING ADVISOR REGISTERED01/17/1990 
• NFA MEMBER APPROVED01/17/1990 
• COMMODITY TRADING ADVISOR PENDING11/15/1989 
• NFA MEMBER PENDING11/15/1989 
 
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