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PENSON FINANCIAL SERVICES INC NFA ID: 0316107

Current Status
NO CURRENT STATUS
Regulatory Actions
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CFTC0
Exchanges3
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
No other names
 
Business Address
600 W CHICAGO AVE
SUITE 775
CHICAGO, IL  60654
UNITED STATES
312-356-6100
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN07/04/2012 
• FUTURES COMMISSION MERCHANT WITHDRAWN07/04/2012 
• FOREX FIRM WITHDRAWN07/01/2012 
• FOREX DEALER MEMBER WITHDRAWN07/01/2012 
• FOREX DEALER MEMBER APPROVED08/23/2011 
• FOREX FIRM APPROVED08/23/2011 
• NFA MEMBER APPROVED08/23/2011 
• FUTURES COMMISSION MERCHANT REGISTERED08/23/2011 
• NOTICE FUTURES COMMISSION MERCHANT WITHDRAWN08/23/2011 
• FOREX DEALER MEMBER PENDING07/22/2011 
• FOREX FIRM PENDING07/22/2011 
• NFA MEMBER PENDING07/22/2011 
• FUTURES COMMISSION MERCHANT PENDING07/22/2011 
• NOTICE FUTURES COMMISSION MERCHANT REGISTERED02/06/2002 
 
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