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Details

ALAN J COHEN NFA ID: 0058306

Current Status
CAPITOL COMMODITY SERVICES INCORPORATED 
• NFA ASSOCIATE MEMBER APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total1
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED11/29/2002
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED12/16/2002
History
 Status Effective Date
CAPITOL COMMODITY SERVICES INCORPORATED 
• ASSOCIATED PERSON RESTRICTION LIFTED 12/06/1993 
• ASSOCIATED PERSON RESTRICTED 03/02/1992 
• BRANCH MANAGER WITHDRAWN 07/28/1987 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• BRANCH MANAGER PENDING 11/23/1984 
• PRINCIPAL PENDING 08/24/1984 
• ASSOCIATED PERSON PENDING 08/13/1984 
• ASSOCIATED PERSON REGISTERED 07/11/1984 
• BRANCH MANAGER APPROVED 07/11/1984 
• PRINCIPAL APPROVED 07/11/1984 
CHICAGO GRAIN AND FINANCIAL FUTURES COMP 
• ASSOCIATED PERSON WITHDRAWN 11/01/1984 
• ASSOCIATED PERSON REGISTERED 06/06/1983 
ENTROPIC TRADING GROUP 
• PRINCIPAL WITHDRAWN 04/04/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/04/2012 
• ASSOCIATED PERSON WITHDRAWN 04/04/2012 
• NFA ASSOCIATE MEMBER APPROVED 01/19/2006 
• ASSOCIATED PERSON REGISTERED 01/19/2006 
• PRINCIPAL APPROVED 01/19/2006 
• NFA ASSOCIATE MEMBER PENDING 01/06/2006 
• ASSOCIATED PERSON PENDING 01/06/2006 
• PRINCIPAL PENDING 01/06/2006 
MANAGED CAPITAL ADVISORS LLC 
• PRINCIPAL WITHDRAWN 07/02/2014 
• PRINCIPAL APPROVED 03/10/2008 
MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 12/29/1982 
• ASSOCIATED PERSON REGISTERED 12/08/1982 
 
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