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ALAN J COHEN NFA ID: 0058306 Current Status CAPITOL COMMODITY SERVICES INCORPORATED  • NFA ASSOCIATE MEMBER APPROVED  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  MANAGED CAPITAL ADVISORS LLC  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 1 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 11/29/2002 SECURITY FUTURES PRINCIPAL TRAINING COMPLETED 12/16/2002 Doing Business As No other names History  Status Effective Date CAPITOL COMMODITY SERVICES INCORPORATED  • ASSOCIATED PERSON RESTRICTION LIFTED 12/06/1993  • ASSOCIATED PERSON RESTRICTED 03/02/1992  • BRANCH MANAGER WITHDRAWN 07/28/1987  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • BRANCH MANAGER PENDING 11/23/1984  • PRINCIPAL PENDING 08/24/1984  • ASSOCIATED PERSON PENDING 08/13/1984  • ASSOCIATED PERSON REGISTERED 07/11/1984  • BRANCH MANAGER APPROVED 07/11/1984  • PRINCIPAL APPROVED 07/11/1984  CHICAGO GRAIN AND FINANCIAL FUTURES COMP  • ASSOCIATED PERSON WITHDRAWN 11/01/1984  • ASSOCIATED PERSON REGISTERED 06/06/1983  ENTROPIC TRADING GROUP  • PRINCIPAL WITHDRAWN 04/04/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 04/04/2012  • ASSOCIATED PERSON WITHDRAWN 04/04/2012  • NFA ASSOCIATE MEMBER APPROVED 01/19/2006  • ASSOCIATED PERSON REGISTERED 01/19/2006  • PRINCIPAL APPROVED 01/19/2006  • NFA ASSOCIATE MEMBER PENDING 01/06/2006  • ASSOCIATED PERSON PENDING 01/06/2006  • PRINCIPAL PENDING 01/06/2006  MANAGED CAPITAL ADVISORS LLC  • PRINCIPAL APPROVED 03/10/2008  MERRILL LYNCH PIERCE FENNER & SMITH  • ASSOCIATED PERSON WITHDRAWN 12/29/1982  • ASSOCIATED PERSON REGISTERED 12/08/1982