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PENSON FUTURES NFA ID: 0176293

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA0
CFTC0
Exchanges17
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NFA Arbitration Decisions
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Respondent1
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CFTC Reparations Cases
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Formerly Known As
• GOLDENBERG HEHMEYER & CO
• PENSON GHCO
 
Business Address
600 W. CHICAGO
SUITE 775
CHICAGO, IL  60654
UNITED STATES
312 356 6000
Doing Business As
• EFUTURES• EFUTURES.COM
• FIRST CAPITOL AG• FIRST CAPITOL GROUP
• GOLDENBERG HEHMEYER CO• PENSON FINANCIAL FUTURES INC
• WOLCOTT & LINCOLN DIVISION 
Listed Principals
No principals currently listed
History
 Status Effective Date
• FUTURES COMMISSION MERCHANT WITHDRAWN11/22/2011 
• NOTICE BROKER DEALER WITHDRAWN09/30/2011 
• FOREX DEALER MEMBER WITHDRAWN09/30/2011 
• FOREX FIRM WITHDRAWN09/30/2011 
• NFA MEMBER WITHDRAWN09/30/2011 
• RETAIL FOREIGN EXCHANGE DEALER PENDING STATUS WITHDRAWN07/09/2011 
• FOREX DEALER MEMBER APPROVED07/07/2011 
• FOREX FIRM APPROVED07/07/2011 
• FOREX DEALER MEMBER PENDING05/18/2011 
• FOREX FIRM PENDING05/18/2011 
• RETAIL FOREIGN EXCHANGE DEALER PENDING05/18/2011 
• FOREX FIRM PENDING STATUS WITHDRAWN10/10/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING STATUS WITHDRAWN10/10/2010 
• FOREX DEALER MEMBER PENDING STATUS WITHDRAWN10/10/2010 
• FOREX FIRM PENDING09/09/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING09/09/2010 
• FOREX DEALER MEMBER PENDING09/09/2010 
• NOTICE BROKER DEALER REGISTERED09/26/2007 
• NFA MEMBER APPROVED12/06/1984 
• FUTURES COMMISSION MERCHANT REGISTERED11/27/1984 
FIRST CAPITOL GROUP LLC 
• PRINCIPAL WITHDRAWN 03/11/2008 
• PRINCIPAL APPROVED 12/05/2007 
 
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