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PENSON FUTURES NFA ID: 0176293 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 16 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 0 details... Formerly Known As • GOLDENBERG HEHMEYER & CO • PENSON GHCO   Business Address 600 W. CHICAGO SUITE 775 CHICAGO, IL  60654 UNITED STATES 312 356 6000 Doing Business As • EFUTURES • EFUTURES.COM • FIRST CAPITOL AG • FIRST CAPITOL GROUP • GOLDENBERG HEHMEYER CO • PENSON FINANCIAL FUTURES INC • WOLCOTT & LINCOLN DIVISION   Listed Principals No principals currently listed History  Status Effective Date • FUTURES COMMISSION MERCHANT WITHDRAWN 11/22/2011  • NOTICE BROKER DEALER WITHDRAWN 09/30/2011  • FOREX DEALER MEMBER WITHDRAWN 09/30/2011  • FOREX FIRM WITHDRAWN 09/30/2011  • NFA MEMBER WITHDRAWN 09/30/2011  • RETAIL FOREIGN EXCHANGE DEALER PENDING STATUS WITHDRAWN 07/09/2011  • FOREX DEALER MEMBER APPROVED 07/07/2011  • FOREX FIRM APPROVED 07/07/2011  • FOREX DEALER MEMBER PENDING 05/18/2011  • FOREX FIRM PENDING 05/18/2011  • RETAIL FOREIGN EXCHANGE DEALER PENDING 05/18/2011  • FOREX FIRM PENDING STATUS WITHDRAWN 10/10/2010  • RETAIL FOREIGN EXCHANGE DEALER PENDING STATUS WITHDRAWN 10/10/2010  • FOREX DEALER MEMBER PENDING STATUS WITHDRAWN 10/10/2010  • FOREX FIRM PENDING 09/09/2010  • RETAIL FOREIGN EXCHANGE DEALER PENDING 09/09/2010  • FOREX DEALER MEMBER PENDING 09/09/2010  • NOTICE BROKER DEALER REGISTERED 09/26/2007  • NFA MEMBER APPROVED 12/06/1984  • FUTURES COMMISSION MERCHANT REGISTERED 11/27/1984  FIRST CAPITOL GROUP LLC  • PRINCIPAL WITHDRAWN 03/11/2008  • PRINCIPAL APPROVED 12/05/2007