| NFA MEMBER PERMANENT BAR | 10/01/2009 |
| PRINCIPAL PERMANENT BAR | 10/01/2009 |
| |
| NOTICE BROKER DEALER WITHDRAWN | 09/17/2009 |
| NFA MEMBER WITHDRAWN | 09/17/2009 |
| INTRODUCING BROKER WITHDRAWN | 09/17/2009 |
| NFA MEMBER APPROVED | 07/11/2007 |
| INTRODUCING BROKER REGISTERED | 07/11/2007 |
| NOTICE BROKER DEALER REGISTERED | 07/11/2007 |
| NOTICE BROKER DEALER PENDING | 06/28/2007 |
| NFA MEMBER PENDING | 06/10/2007 |
| INTRODUCING BROKER PENDING | 06/10/2007 |