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Details

THOMAS PAUL ANDERSON NFA ID: 0054236

Current Status
WEDBUSH SECURITIES INC 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
• FLOOR BROKER WITHDRAWN03/31/1984 
• FLOOR BROKER REGISTERED04/28/1982 
ABN AMRO CLEARING CHICAGO LLC 
• ASSOCIATED PERSON WITHDRAWN 06/19/2015 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/19/2015 
• PRINCIPAL WITHDRAWN 06/19/2015 
• PRINCIPAL APPROVED 06/12/2007 
• ASSOCIATED PERSON REGISTERED 06/12/2007 
• NFA ASSOCIATE MEMBER APPROVED 06/04/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/04/2007 
• PRINCIPAL PENDING 06/04/2007 
• ASSOCIATED PERSON WITHDRAWN 03/05/1992 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/05/1992 
• ASSOCIATED PERSON REGISTERED 08/29/1985 
• NFA ASSOCIATE MEMBER APPROVED 08/29/1985 
ABN AMRO INCORPORATED 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/29/2006 
• ASSOCIATED PERSON WITHDRAWN 09/29/2006 
• ASSOCIATED PERSON REGISTERED 12/07/1998 
• NFA ASSOCIATE MEMBER APPROVED 11/11/1998 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/11/1998 
ATLANTIC CORP THE 
• ASSOCIATED PERSON WITHDRAWN 06/30/1985 
• PRINCIPAL WITHDRAWN 06/30/1985 
• PRINCIPAL APPROVED 08/24/1984 
• ASSOCIATED PERSON REGISTERED 02/13/1984 
CHICAGO GRAIN AND FINANCIAL FUTURES COMP 
• ASSOCIATED PERSON WITHDRAWN 02/10/1984 
• ASSOCIATED PERSON REGISTERED 01/25/1984 
DAIWA CAPITAL MARKETS AMERICA INC 
• ASSOCIATED PERSON WITHDRAWN 10/23/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/23/1998 
• ASSOCIATED PERSON REGISTERED 02/03/1993 
• NFA ASSOCIATE MEMBER APPROVED 01/08/1993 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/08/1993 
• ASSOCIATED PERSON PENDING 01/07/1993 
• NFA ASSOCIATE MEMBER PENDING 01/07/1993 
HELIX CAPITAL MANAGEMENT LLC 
• PRINCIPAL WITHDRAWN 05/01/2007 
• PRINCIPAL APPROVED 11/10/1997 
TRICON ADVISORY SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 01/06/1993 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/06/1993 
• ASSOCIATED PERSON REGISTERED 05/11/1992 
• NFA ASSOCIATE MEMBER APPROVED 03/25/1992 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/25/1992 
WEDBUSH SECURITIES INC 
• ASSOCIATED PERSON REGISTERED 06/22/2015 
• NFA ASSOCIATE MEMBER APPROVED 06/22/2015 
 
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