| NFA MEMBER PERMANENT BAR | 11/17/2009 |
| PRINCIPAL PERMANENT BAR | 11/17/2009 |
| |
| NFA MEMBER WITHDRAWN | 11/17/2009 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 11/17/2009 |
| COMMODITY POOL OPERATOR WITHDRAWN | 11/17/2009 |
| COMMODITY POOL OPERATOR REGISTERED | 11/01/2007 |
| COMMODITY POOL OPERATOR PENDING | 11/01/2007 |
| NFA MEMBER APPROVED | 03/27/2007 |
| COMMODITY TRADING ADVISOR REGISTERED | 03/27/2007 |
| NFA MEMBER PENDING | 03/19/2007 |
| COMMODITY TRADING ADVISOR PENDING | 03/19/2007 |