| COMMODITY TRADING ADVISOR WITHDRAWN | 07/11/1996 |
| INTRODUCING BROKER REVOKED | 07/29/1992 |
| COMMODITY TRADING ADVISOR SUSPENDED | 10/04/1991 |
| INTRODUCING BROKER SUSPENDED | 10/04/1991 |
| NFA MEMBER WITHDRAWN | 07/10/1991 |
| COMMODITY TRADING ADVISOR REGISTERED | 12/03/1985 |
| INTRODUCING BROKER REGISTERED | 12/03/1985 |
| NFA MEMBER APPROVED | 12/03/1985 |
| COMMODITY TRADING ADVISOR PENDING | 10/11/1985 |
| INTRODUCING BROKER PENDING | 10/11/1985 |
| NFA MEMBER PENDING | 10/11/1985 |