Details

INTERACTIVE BROKERS LLC NFA ID: 0258600 Current Status • FOREX DEALER MEMBER APPROVED  • FOREX FIRM APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  • NFA MEMBER APPROVED  INTERACTIVE BROKERS CORP  • PRINCIPAL APPROVED  FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 2 CFTC 3 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 6 details...   CFTC Reparations Cases Total 14 details... Formerly Known As • INTERACTIVE BROKERS INC   Business Address TWO PICKWICK PLAZA GREENWICH, CT  06830 UNITED STATES 203-618-5700 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest JEFFREY ALEXANDER BAUCH HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO PAUL JONATHAN BRODY DIRECTOR/SECRETARY NO JONATHAN CHAIT CHIEF OPERATING OFFICER NO SUSAN CRAMER HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO ARNOLD J FEIST CHIEF COMPLIANCE OFFICER NO DAVID ERIC FRIEDLAND DIRECTOR NO IBG LLC YES ALEXANDER M IOFFE CHIEF FINANCIAL OFFICER NO ALEX PETER ITSKOVICH NO LISTED TITLE NO BRADFORD L JACOBOWITZ HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO DOUGLAS ALLEN MADONIA NO LISTED TITLE NO CHI LING NG NO LISTED TITLE NO THOMAS PECHY PETERFFY CHAIRMAN/PRESIDENT NO STEVEN JAY SANDERS HEAD OF A BUSINESS UNIT, DIVISION OR FUNCTION NO ALLAN DOI KI TANG NO LISTED TITLE NO BERNHARD F VON EUW NO LISTED TITLE NO History  Status Effective Date • FOREX DEALER MEMBER APPROVED 04/19/2012  • FOREX FIRM APPROVED 04/19/2012  • FOREX DEALER MEMBER PENDING 11/16/2011  • FOREX FIRM PENDING 11/16/2011  • FUTURES COMMISSION MERCHANT REGISTERED 12/02/1994  • NFA MEMBER APPROVED 12/02/1994  • FUTURES COMMISSION MERCHANT PENDING 09/13/1994  • NFA MEMBER PENDING 09/13/1994  FACTOR CAPITAL MANAGEMENT LLC  • PRINCIPAL WITHDRAWN 12/18/2009  • PRINCIPAL APPROVED 12/17/2009  • PRINCIPAL PENDING 11/25/2009  INTERACTIVE BROKERS CORP  • PRINCIPAL APPROVED 05/17/2011