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Details

INTERACTIVE BROKERS LLC NFA ID: 0258600

Current Status
• FOREX DEALER MEMBER APPROVED 
• FOREX FIRM APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
• NFA MEMBER APPROVED 
FCM Financial Information
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Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsYes
Regulatory Actions
 AgencyNumber
NFA3
CFTC3
Exchanges1
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent7
details...
 
CFTC Reparations Cases
Total15
details...
Formerly Known As
• INTERACTIVE BROKERS INC
 
Business Address
TWO PICKWICK PLAZA
GREENWICH, CT  06830
UNITED STATES
203-618-5700
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
JEFFREY ALEXANDER BAUCHHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
CHRISTOPHER LOUIS BENSONNO LISTED TITLENO
PAUL JONATHAN BRODYDIRECTOR/SECRETARYNO
JONATHAN CHAITCHIEF OPERATING OFFICERNO
SUSAN CRAMERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
WILLIAM D DOWNEYNO LISTED TITLENO
ARNOLD J FEISTCHIEF COMPLIANCE OFFICERNO
DAVID ERIC FRIEDLANDDIRECTORNO
IBG LLC YES
ALEXANDER M IOFFECHIEF FINANCIAL OFFICERNO
ALEX PETER ITSKOVICHNO LISTED TITLENO
BRADFORD L JACOBOWITZHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
SANDRA JUNE KRAMERNO LISTED TITLENO
FRANCIS KAM PUI LEEMANAGER-LLC OR LLPNO
DOUGLAS ALLEN MADONIANO LISTED TITLENO
JOSEPH T MCGOVERNNO LISTED TITLENO
STANLEY JOHN MENDOZANO LISTED TITLENO
THOMAS FRANZ MOSERNO LISTED TITLENO
CHI LING NGNO LISTED TITLENO
THOMAS PECHY PETERFFYCHAIRMAN/PRESIDENTNO
STEVEN JAY SANDERSHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
THOMAS CLULEY III SMITHNO LISTED TITLENO
CHRISTOPHER JAMES SORCICNO LISTED TITLENO
ALLAN DOI KI TANGNO LISTED TITLENO
BERNHARD F VON EUWNO LISTED TITLENO
History
 Status Effective Date
• FOREX DEALER MEMBER APPROVED04/19/2012 
• FOREX FIRM APPROVED04/19/2012 
• FOREX DEALER MEMBER PENDING11/16/2011 
• FOREX FIRM PENDING11/16/2011 
• FUTURES COMMISSION MERCHANT REGISTERED12/02/1994 
• NFA MEMBER APPROVED12/02/1994 
• FUTURES COMMISSION MERCHANT PENDING09/13/1994 
• NFA MEMBER PENDING09/13/1994 
FACTOR CAPITAL MANAGEMENT LLC 
• PRINCIPAL WITHDRAWN 12/18/2009 
• PRINCIPAL APPROVED 12/17/2009 
• PRINCIPAL PENDING 11/25/2009 
INTERACTIVE BROKERS CORP 
• PRINCIPAL WITHDRAWN 04/25/2016 
• PRINCIPAL APPROVED 05/17/2011 
 
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