| NOTICE BROKER DEALER WITHDRAWN | 10/20/2002 |
| NFA MEMBER WITHDRAWN | 10/20/2002 |
| INTRODUCING BROKER WITHDRAWN | 10/20/2002 |
| NOTICE BROKER DEALER REGISTERED | 06/14/2002 |
| INTRODUCING BROKER REGISTERED | 08/25/1999 |
| NFA MEMBER APPROVED | 08/03/1999 |
| INTRODUCING BROKER TEMPORARY LICENSE | 08/03/1999 |
| INTRODUCING BROKER PENDING | 08/02/1999 |
| NFA MEMBER PENDING | 08/02/1999 |