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Details

DAVID ANTHONY MOORE NFA ID: 0249226

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC1
Exchanges0
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NFA Arbitration Decisions
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Claimant0
Respondent0
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CFTC Reparations Cases
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History
 Status Effective Date
• FLOOR BROKER PENDING STATUS WITHDRAWN08/21/1993 
• FLOOR TRADER NO ACTION ENDED08/13/1993 
• FLOOR TRADER NO ACTION06/07/1993 
• FLOOR BROKER PENDING06/07/1993 
ALARON TRADING CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 06/09/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/09/2005 
• ASSOCIATED PERSON REGISTERED 01/31/2005 
• NFA ASSOCIATE MEMBER APPROVED 01/31/2005 
• NFA ASSOCIATE MEMBER PENDING 01/25/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/25/2005 
• ASSOCIATED PERSON PENDING 01/25/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 01/25/2005 
• NFA ASSOCIATE MEMBER APPROVED 01/04/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/04/2005 
AMERICAN FINANCIAL SERVICES INC 
• ASSOCIATED PERSON WITHDRAWN 08/12/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/12/1997 
• ASSOCIATED PERSON REGISTERED 04/29/1997 
• NFA ASSOCIATE MEMBER APPROVED 04/11/1997 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/11/1997 
AMERICAN FINANCIAL TRADING CORP 
• ASSOCIATED PERSON WITHDRAWN 02/02/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/02/2000 
• ASSOCIATED PERSON REGISTERED 02/02/2000 
• NFA ASSOCIATE MEMBER APPROVED 01/11/2000 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/11/2000 
• ASSOCIATED PERSON WITHDRAWN 08/07/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/07/1998 
• ASSOCIATED PERSON REGISTERED 07/09/1998 
• NFA ASSOCIATE MEMBER APPROVED 06/18/1998 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/18/1998 
AMERICAN FUTURES GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 04/21/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/21/1997 
• ASSOCIATED PERSON REGISTERED 02/20/1997 
• NFA ASSOCIATE MEMBER APPROVED 10/28/1996 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/28/1996 
APPL INTERNATIONAL INC 
• ASSOCIATED PERSON WITHDRAWN 08/04/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/04/2000 
• ASSOCIATED PERSON REGISTERED 03/24/2000 
• NFA ASSOCIATE MEMBER APPROVED 02/29/2000 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/29/2000 
CROMWELL FINANCIAL SERVICES INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 09/24/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/24/1999 
• NFA ASSOCIATE MEMBER APPROVED 08/25/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/25/1999 
ENERGY TRADING GROUP 
• ASSOCIATED PERSON WITHDRAWN 12/27/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/27/2004 
• PRINCIPAL WITHDRAWN 12/27/2004 
• PRINCIPAL APPROVED 11/09/2004 
• ASSOCIATED PERSON REGISTERED 11/09/2004 
• NFA ASSOCIATE MEMBER APPROVED 11/09/2004 
• PRINCIPAL PENDING 11/02/2004 
• ASSOCIATED PERSON PENDING 11/02/2004 
• NFA ASSOCIATE MEMBER PENDING 11/02/2004 
EXECUTIVE COMMODITY CORP 
• ASSOCIATED PERSON WITHDRAWN 06/09/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/09/2005 
• NFA ASSOCIATE MEMBER APPROVED 02/22/2005 
• ASSOCIATED PERSON REGISTERED 02/22/2005 
FIRST INVESTORS GRP OF PALM BEACHES INC 
• ASSOCIATED PERSON WITHDRAWN 03/22/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/22/1999 
• ASSOCIATED PERSON REGISTERED 03/17/1999 
• NFA ASSOCIATE MEMBER APPROVED 02/09/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/09/1999 
FIRST NATIONAL COMMODITIES CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 06/25/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/25/1999 
• ASSOCIATED PERSON REGISTERED 06/23/1999 
• NFA ASSOCIATE MEMBER APPROVED 06/09/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/09/1999 
• ASSOCIATED PERSON PENDING 06/08/1999 
• NFA ASSOCIATE MEMBER PENDING 06/08/1999 
FSG INTERNATIONAL INCORPORATED 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/10/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/10/1998 
• NFA ASSOCIATE MEMBER APPROVED 05/27/1998 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/27/1998 
IAG LLC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 04/24/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/24/2007 
• NFA ASSOCIATE MEMBER APPROVED 04/10/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/10/2007 
ICG TRADING INC 
• ASSOCIATED PERSON WITHDRAWN 07/30/1996 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/30/1996 
• ASSOCIATED PERSON REGISTERED 06/11/1996 
• NFA ASSOCIATE MEMBER APPROVED 05/23/1996 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/23/1996 
INVESTORS TRADING GROUP LC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 08/21/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/21/1998 
• NFA ASSOCIATE MEMBER APPROVED 08/10/1998 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/10/1998 
J FINANCIAL GROUP INC 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 02/27/2006 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 02/27/2006 
• NFA ASSOCIATE MEMBER PENDING 12/19/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/19/2005 
• ASSOCIATED PERSON PENDING 12/19/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 12/19/2005 
• NFA ASSOCIATE MEMBER APPROVED 11/28/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/28/2005 
LIBERTY FINANCIAL TRADING CORP INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 02/26/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/26/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/21/2003 
• NFA ASSOCIATE MEMBER APPROVED 02/21/2003 
LIBERTY REAL ASSETS INVESTMENT CORPORATION 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/12/2005 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 07/12/2005 
• NFA ASSOCIATE MEMBER PENDING 06/30/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/30/2005 
• ASSOCIATED PERSON PENDING 06/30/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 06/30/2005 
• NFA ASSOCIATE MEMBER APPROVED 06/09/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/09/2005 
• ASSOCIATED PERSON WITHDRAWN 06/20/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/20/2003 
• ASSOCIATED PERSON REGISTERED 06/05/2003 
• NFA ASSOCIATE MEMBER APPROVED 05/15/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/15/2003 
LLOYD STEVENS & CO INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 04/12/1996 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/12/1996 
• NFA ASSOCIATE MEMBER APPROVED 02/14/1996 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/14/1996 
• ASSOCIATED PERSON PENDING 02/01/1996 
• NFA ASSOCIATE MEMBER PENDING 02/01/1996 
TRADERS EDGE INC 
• ASSOCIATED PERSON WITHDRAWN 05/11/2001 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/11/2001 
• ASSOCIATED PERSON REGISTERED 04/03/2001 
• NFA ASSOCIATE MEMBER APPROVED 03/09/2001 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/09/2001 
WORLD TRADE FINANCIAL INC 
• ASSOCIATED PERSON WITHDRAWN 03/19/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/19/2007 
• PRINCIPAL WITHDRAWN 03/19/2007 
• NFA ASSOCIATE MEMBER APPROVED 06/05/2006 
• ASSOCIATED PERSON REGISTERED 06/05/2006 
• PRINCIPAL APPROVED 06/05/2006 
• NFA ASSOCIATE MEMBER PENDING 05/24/2006 
• ASSOCIATED PERSON PENDING 05/24/2006 
• PRINCIPAL PENDING 05/22/2006 
 
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