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Details

CITIBANK N A NFA ID: 0187177

Current Status
• ALSO SEE NFA ID 0230824 
 
• NFA MEMBER APPROVED 
• SWAP DEALER PROVISIONALLY REGISTERED 
Regulatory Actions
 AgencyNumber
NFA0
CFTC2
Exchanges3
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total0
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Formerly Known As
No other names
 
Business Address
388 GREENWICH STREET
NEW YORK, NY  10013
UNITED STATES
212-816-6000
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
RICHARD DANIEL BANZIGERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
CITICORP YES
CITIGROUP INCYES
ELLEN MARIE COSTELLODIRECTORNO
CHRISTOPHER D DAVIESHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
BARBARA JEAN DESOERCHIEF EXECUTIVE OFFICERNO
FRANCISCO FERNANDEZ DE YBARRAHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
JAMES A FORESEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
GREGORY WRIGHT FRENZELNO LISTED TITLENO
BRIAN HELMUT HELLMANNNO LISTED TITLENO
DUNCAN P HENNESDIRECTORNO
EUGENE M MCQUADEDIRECTORNO
ROBERT KEITH PINNIGERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
GARY MICHAEL ROSENCHIEF COMPLIANCE OFFICERNO
ANTHONY M SANTOMERODIRECTORNO
JOAN E SPERODIRECTORNO
GEORGE TROWSECHIEF FINANCIAL OFFICERNO
JAMES STANTON TURLEYDIRECTORNO
MICHAEL DANIEL VERDESCHIHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
History
 Status Effective Date
• ALSO SEE NFA ID 0230824 
 
• NFA MEMBER APPROVED05/07/2013 
• SWAP DEALER PROVISIONALLY REGISTERED12/31/2012 
• NFA MEMBER PENDING12/18/2012 
• SWAP DEALER PENDING12/18/2012 
• COMMODITY POOL OPERATOR WITHDRAWN11/30/1988 
• NFA MEMBER WITHDRAWN11/30/1988 
• COMMODITY POOL OPERATOR REGISTERED09/12/1986 
• NFA MEMBER APPROVED09/12/1986 
• NFA MEMBER PENDING08/15/1986 
• COMMODITY POOL OPERATOR PENDING01/08/1986 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.