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Details

BRUCE ALEXANDER GWYN NFA ID: 0190801

Current Status
• ALSO SEE NFA ID 0245675 
• PRINCIPAL TEMPORARY BAR 
• NFA MEMBER TEMPORARY BAR 
• NFA ASSOCIATE MEMBER TEMPORARY BAR 
Regulatory Actions
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NFA2
CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
• ALSO SEE NFA ID 0245675 
• PRINCIPAL TEMPORARY BAR02/28/2014 
• NFA MEMBER TEMPORARY BAR02/28/2014 
• NFA ASSOCIATE MEMBER TEMPORARY BAR02/28/2014 
 
GWYN BRUCE 
• PRINCIPAL WITHDRAWN 04/01/1995 
• PRINCIPAL APPROVED 01/14/1993 
• PRINCIPAL PENDING 01/07/1993 
LEVEL III MANAGEMENT LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/14/2014 
• ASSOCIATED PERSON WITHDRAWN 02/14/2014 
• PRINCIPAL WITHDRAWN 02/14/2014 
• NFA ASSOCIATE MEMBER SUSPENDED 06/12/2012 
• NFA ASSOCIATE MEMBER APPROVED 07/03/2007 
• ASSOCIATED PERSON REGISTERED 07/03/2007 
• PRINCIPAL APPROVED 06/19/2007 
• NFA ASSOCIATE MEMBER PENDING 06/19/2007 
• ASSOCIATED PERSON PENDING 06/19/2007 
LEVEL III TRADING LLC 
• PRINCIPAL WITHDRAWN 07/13/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/13/2012 
• ASSOCIATED PERSON WITHDRAWN 07/13/2012 
• NFA ASSOCIATE MEMBER SUSPENDED 06/12/2012 
• NFA ASSOCIATE MEMBER APPROVED 06/22/2007 
• ASSOCIATED PERSON REGISTERED 06/22/2007 
• PRINCIPAL APPROVED 05/11/2007 
• NFA ASSOCIATE MEMBER PENDING 04/20/2007 
• ASSOCIATED PERSON PENDING 04/11/2007 
• PRINCIPAL PENDING 04/11/2007 
NEW ORLEANS FUTURES INC 
• ASSOCIATED PERSON WITHDRAWN 08/29/1994 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/29/1994 
• PRINCIPAL WITHDRAWN 08/29/1994 
• ASSOCIATED PERSON REGISTERED 02/14/1990 
• NFA ASSOCIATE MEMBER APPROVED 02/14/1990 
• PRINCIPAL APPROVED 02/14/1990 
• PRINCIPAL PENDING 01/05/1990 
• ASSOCIATED PERSON PENDING 12/29/1989 
• NFA ASSOCIATE MEMBER PENDING 12/29/1989 
NORTHSHORE INVESTMENT GROUP LTD 
• ASSOCIATED PERSON WITHDRAWN 02/16/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/16/1990 
• ASSOCIATED PERSON REGISTERED 10/24/1989 
• NFA ASSOCIATE MEMBER APPROVED 09/05/1989 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/05/1989 
STOTLER AND COMPANY 
• ASSOCIATED PERSON WITHDRAWN 09/01/1989 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/01/1989 
• ASSOCIATED PERSON REGISTERED 07/24/1986 
• NFA ASSOCIATE MEMBER APPROVED 07/09/1986 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/09/1986 
• ASSOCIATED PERSON PENDING 06/27/1986 
• NFA ASSOCIATE MEMBER PENDING 06/27/1986 
 
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