| INTRODUCING BROKER WITHDRAWN | 07/29/2008 |
| INTRODUCING BROKER SUSPENDED | 11/20/2006 |
| NOTICE BROKER DEALER WITHDRAWN | 06/20/2006 |
| NFA MEMBER WITHDRAWN | 06/20/2006 |
| NOTICE BROKER DEALER REGISTERED | 11/14/2002 |
| INTRODUCING BROKER REGISTERED | 02/19/1999 |
| NFA MEMBER APPROVED | 02/18/1999 |
| INTRODUCING BROKER TEMPORARY LICENSE | 02/18/1999 |
| INTRODUCING BROKER PENDING | 02/05/1999 |
| NFA MEMBER PENDING | 02/05/1999 |