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Details

ALPHA Z ADVISORS LLC NFA ID: 0458247

Current Status
• NFA MEMBER APPROVED 
• COMMODITY POOL OPERATOR REGISTERED 
• COMMODITY TRADING ADVISOR REGISTERED 
Exemptions and No Actions
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View Exemptions and No Actions
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
Total0
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Formerly Known As
• EARNINGS DIVERSIFICATION PROGRAM GROUP LLC
 
Business Address
209 WEST JACKSON BLVD
SUITE 900
CHICAGO, IL  60606
UNITED STATES
(312) 725-0870
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
WILLIAM DAVID JR ANTHONYVESTED WITH THE MANAGEMENT AUTHORITY-LLC OR LLPNO
DANIELLE KANE BOURBEAUHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
KRISTOPHER ANDREW GAYTKOPRESIDENTNO
WILLIAM THOMAS ZIEMBAVESTED WITH THE MANAGEMENT AUTHORITY-LLC OR LLPYES
History
 Status Effective Date
• NFA MEMBER APPROVED04/30/2013 
• COMMODITY POOL OPERATOR REGISTERED04/30/2013 
• COMMODITY TRADING ADVISOR REGISTERED04/30/2013 
• NFA MEMBER PENDING02/12/2013 
• COMMODITY TRADING ADVISOR PENDING02/12/2013 
• COMMODITY POOL OPERATOR PENDING02/12/2013 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.