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Details

JOSEPH LAWRENCE FRAITES NFA ID: 0022460

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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History
 Status Effective Date
LAMBORN SECURITIES INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 12/28/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/28/1999 
• ASSOCIATED PERSON REGISTERED 07/15/1997 
• NFA ASSOCIATE MEMBER APPROVED 05/23/1997 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/23/1997 
PRUDENTIAL EQUITY GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 04/04/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/04/1997 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 02/03/1982 
QUASAR GROUP LLC 
• ASSOCIATED PERSON WITHDRAWN 03/14/2016 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/14/2016 
• PRINCIPAL WITHDRAWN 12/26/2013 
• PRINCIPAL APPROVED 05/21/2004 
• PRINCIPAL PENDING 05/06/2004 
• PRINCIPAL PENDING STATUS WITHDRAWN 03/23/2004 
• PRINCIPAL PENDING 12/24/2003 
• ASSOCIATED PERSON CONDITIONS LIFTED 08/06/2002 
• ASSOCIATED PERSON REGISTRATION CONDITIONED 08/07/2000 
• PRINCIPAL WITHDRAWN 07/28/2000 
• ASSOCIATED PERSON REGISTERED 12/02/1999 
• NFA ASSOCIATE MEMBER APPROVED 12/02/1999 
• PRINCIPAL APPROVED 12/02/1999 
• ASSOCIATED PERSON PENDING 12/01/1999 
• NFA ASSOCIATE MEMBER PENDING 12/01/1999 
• PRINCIPAL PENDING 11/18/1999 
 
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