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JOSEPH LAWRENCE FRAITES NFA ID: 0022460 Current Status QUASAR GROUP LLC  • PRINCIPAL APPROVED  • ASSOCIATED PERSON REGISTERED  • NFA ASSOCIATE MEMBER APPROVED  Regulatory Actions  Agency Number NFA 0 CFTC 1 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date LAMBORN SECURITIES INCORPORATED  • ASSOCIATED PERSON WITHDRAWN 12/28/1999  • NFA ASSOCIATE MEMBER WITHDRAWN 12/28/1999  • ASSOCIATED PERSON REGISTERED 07/15/1997  • NFA ASSOCIATE MEMBER APPROVED 05/23/1997  • ASSOCIATED PERSON TEMPORARY LICENSE 05/23/1997  PRUDENTIAL EQUITY GROUP LLC  • ASSOCIATED PERSON WITHDRAWN 04/04/1997  • NFA ASSOCIATE MEMBER WITHDRAWN 04/04/1997  • NFA ASSOCIATE MEMBER APPROVED 08/01/1985  • ASSOCIATED PERSON REGISTERED 02/03/1982  QUASAR GROUP LLC  • PRINCIPAL APPROVED 05/21/2004  • PRINCIPAL PENDING 05/06/2004  • PRINCIPAL PENDING STATUS WITHDRAWN 03/23/2004  • PRINCIPAL PENDING 12/24/2003  • ASSOCIATED PERSON CONDITIONS LIFTED 08/06/2002  • ASSOCIATED PERSON REGISTRATION CONDITIONED 08/07/2000  • PRINCIPAL WITHDRAWN 07/28/2000  • ASSOCIATED PERSON REGISTERED 12/02/1999  • NFA ASSOCIATE MEMBER APPROVED 12/02/1999  • PRINCIPAL APPROVED 12/02/1999  • ASSOCIATED PERSON PENDING 12/01/1999  • NFA ASSOCIATE MEMBER PENDING 12/01/1999  • PRINCIPAL PENDING 11/18/1999