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Details

SOUTHERN TRUST SECURITIES INC NFA ID: 0303920

Current Status
• INTRODUCING BROKER PENDING WITHDRAWAL 
• NFA MEMBER PENDING WITHDRAWAL 
• COMMODITY TRADING ADVISOR PENDING WITHDRAWAL 
 FIRM ON WITHDRAWAL HOLD 
 
• COMMODITY TRADING ADVISOR REGISTERED 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsNo
Firm is soliciting customersNo
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
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Formerly Known As
• CAPITAL INVESTMENT SERVICES INC
 
Business Address
2307 DOUGLAS RD SUITE 301
MIAMI, FL  33145
UNITED STATES
305-446-4800
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• COMMODITY TRADING ADVISOR REGISTERED07/03/2012 
• COMMODITY TRADING ADVISOR PENDING07/03/2012 
• INTRODUCING BROKER REGISTERED10/19/2000 
• NFA MEMBER APPROVED10/19/2000 
• INTRODUCING BROKER PENDING08/04/2000 
• NFA MEMBER PENDING08/04/2000 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.