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JAMES A WARD NFA ID: 0354921 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 1 CFTC 1 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date AMERICAN ATLANTIC FINANCIAL CORP  • ASSOCIATED PERSON WITHDRAWN 10/17/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 10/17/2006  • ASSOCIATED PERSON REGISTERED 08/31/2005  • NFA ASSOCIATE MEMBER APPROVED 08/15/2005  • ASSOCIATED PERSON TEMPORARY LICENSE 08/15/2005  LIBERTY REAL ASSETS INVESTMENT CORPORATION  • NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 06/28/2005  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 06/28/2005  • NFA ASSOCIATE MEMBER PENDING 04/20/2005  • NFA ASSOCIATE MEMBER WITHDRAWN 04/20/2005  • ASSOCIATED PERSON PENDING 04/20/2005  • ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 04/20/2005  • ASSOCIATED PERSON TEMPORARY LICENSE 03/30/2005  • NFA ASSOCIATE MEMBER APPROVED 03/30/2005  UNITED COMMODITY TRADERS INC  • ASSOCIATED PERSON WITHDRAWN 05/21/2007  • NFA ASSOCIATE MEMBER WITHDRAWN 05/21/2007  • ASSOCIATED PERSON REGISTERED 11/16/2006  • NFA ASSOCIATE MEMBER APPROVED 11/03/2006  • ASSOCIATED PERSON TEMPORARY LICENSE 11/03/2006