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Details

MIDWEST FUTURES INC NFA ID: 0228105

Current Status
• NOTICE BROKER DEALER REGISTERED 
• INTRODUCING BROKER REGISTERED 
• NFA MEMBER APPROVED 
IB Guarantor Information
• IB GUARANTEED BY ROSENTHAL COLLINS GROUP LLC
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
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Formerly Known As
No other names
 
Business Address
1800 W. PASEWALK
PO BOX 1097
NORFOLK, NE  68702
UNITED STATES
800-672-8303
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
LYNN C BRUNGARDTDIRECTORNO
JASON CONNOTNO LISTED TITLENO
JANE MARIE ZECHMANNVP/SEC/TREASYES
WILLIAM NEIL ZECHMANNPRESIDENTYES
History
 Status Effective Date
• COMMODITY TRADING ADVISOR WITHDRAWN06/03/2010 
• COMMODITY TRADING ADVISOR REGISTERED06/25/2008 
• COMMODITY TRADING ADVISOR PENDING06/25/2008 
• COMMODITY TRADING ADVISOR WITHDRAWN03/25/2006 
• COMMODITY POOL OPERATOR WITHDRAWN03/25/2006 
• COMMODITY POOL OPERATOR REGISTERED02/28/2005 
• COMMODITY POOL OPERATOR PENDING02/23/2005 
• COMMODITY TRADING ADVISOR REGISTERED02/11/2005 
• COMMODITY TRADING ADVISOR PENDING02/08/2005 
• NOTICE BROKER DEALER REGISTERED03/18/2002 
• COMMODITY TRADING ADVISOR WITHDRAWN11/21/2001 
• COMMODITY TRADING ADVISOR REGISTERED03/29/2000 
• INTRODUCING BROKER REGISTERED03/05/1990 
• NFA MEMBER APPROVED03/05/1990 
• INTRODUCING BROKER PENDING01/22/1990 
• NFA MEMBER PENDING01/22/1990 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.