Skip Navigation Links

Details

JOSEPH BOTKIER NFA ID: 0348542

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
History
 Status Effective Date
FXDIRECTDEALER LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/20/2015 
• ASSOCIATED PERSON WITHDRAWN 02/20/2015 
• PRINCIPAL WITHDRAWN 02/20/2015 
• SWAP ASSOCIATED PERSON WITHDRAWN 02/20/2015 
• FOREX ASSOCIATED PERSON WITHDRAWN 02/20/2015 
• SWAP ASSOCIATED PERSON APPROVED 12/24/2014 
• SWAP ASSOCIATED PERSON PENDING 12/24/2014 
• SWAP ASSOCIATED PERSON WITHDRAWN 12/15/2014 
• SWAP ASSOCIATED PERSON APPROVED 11/06/2013 
• SWAP ASSOCIATED PERSON PENDING 11/06/2013 
• NFA ASSOCIATE MEMBER APPROVED 12/20/2012 
• ASSOCIATED PERSON REGISTERED 12/20/2012 
• FOREX ASSOCIATED PERSON APPROVED 12/20/2012 
• ASSOCIATED PERSON PENDING 12/17/2012 
• FOREX ASSOCIATED PERSON PENDING 12/17/2012 
• NFA ASSOCIATE MEMBER PENDING 12/17/2012 
• PRINCIPAL APPROVED 10/13/2009 
• PRINCIPAL PENDING 04/30/2008 
TRADITION SECURITIES AND FUTURES INC 
• PRINCIPAL WITHDRAWN 03/28/2005 
• PRINCIPAL APPROVED 11/01/2004 
• PRINCIPAL PENDING 09/23/2004 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.