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ANTHONY PETER BROCCO NFA ID: 0309263 Current Status ADVANCED MARKETS LLC  • NFA ASSOCIATE MEMBER APPROVED  • ASSOCIATED PERSON REGISTERED  • PRINCIPAL APPROVED  Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Security Futures Proficiency Training No proficiency information available Doing Business As No other names History  Status Effective Date ADVANCED MARKETS LLC  • FOREX ASSOCIATED PERSON WITHDRAWN 03/12/2013  • FOREX ASSOCIATED PERSON APPROVED 10/05/2010  • FOREX ASSOCIATED PERSON PENDING 09/28/2010  • NFA ASSOCIATE MEMBER APPROVED 06/08/2006  • ASSOCIATED PERSON REGISTERED 06/08/2006  • NFA ASSOCIATE MEMBER PENDING 04/05/2006  • ASSOCIATED PERSON PENDING 04/05/2006  • PRINCIPAL APPROVED 04/05/2006  FIRST AMERICAN INVESTMENT SVCS INC  • ASSOCIATED PERSON WITHDRAWN 07/07/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 07/07/2003  • ASSOCIATED PERSON REGISTERED 09/05/2002  • NFA ASSOCIATE MEMBER APPROVED 09/05/2002  FIRST LIBERTY INVESTMENT SERVICES INC  • ASSOCIATED PERSON WITHDRAWN 09/22/2002  • NFA ASSOCIATE MEMBER WITHDRAWN 09/22/2002  • ASSOCIATED PERSON REGISTERED 11/16/2001  • NFA ASSOCIATE MEMBER APPROVED 11/16/2001  FUTURETECH TRADING GROUP INC  • ASSOCIATED PERSON WITHDRAWN 03/10/2004  • NFA ASSOCIATE MEMBER WITHDRAWN 03/10/2004  • ASSOCIATED PERSON REGISTERED 11/21/2003  • NFA ASSOCIATE MEMBER APPROVED 11/21/2003  FUTURETECH VENTURE CAPITAL GROUP  • NFA ASSOCIATE MEMBER WITHDRAWN 11/25/2003  • ASSOCIATED PERSON WITHDRAWN 11/25/2003  • ASSOCIATED PERSON REGISTERED 07/08/2003  • NFA ASSOCIATE MEMBER APPROVED 07/08/2003  • NFA ASSOCIATE MEMBER PENDING 07/07/2003  • ASSOCIATED PERSON PENDING 07/07/2003  NORTHEAST COMMODITIES CORP  • ASSOCIATED PERSON PENDING STATUS WITHDRAWN 05/21/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 05/21/2001  • NFA ASSOCIATE MEMBER APPROVED 04/12/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 04/12/2001  PRESCOTT TRADING GROUP  • ASSOCIATED PERSON WITHDRAWN 07/08/2003  • NFA ASSOCIATE MEMBER WITHDRAWN 07/08/2003  • ASSOCIATED PERSON REGISTERED 06/23/2003  • NFA ASSOCIATE MEMBER APPROVED 06/23/2003  UNITED GLOBAL MARKETS LLC  • ASSOCIATED PERSON WITHDRAWN 06/19/2006  • NFA ASSOCIATE MEMBER WITHDRAWN 06/19/2006  • PRINCIPAL WITHDRAWN 06/19/2006  • NFA ASSOCIATE MEMBER APPROVED 12/22/2003  • ASSOCIATED PERSON REGISTERED 12/22/2003  • PRINCIPAL APPROVED 12/22/2003  • NFA ASSOCIATE MEMBER PENDING 12/04/2003  • ASSOCIATED PERSON PENDING 11/25/2003  • PRINCIPAL PENDING 11/25/2003  UNITED INVESTORS GROUP  • ASSOCIATED PERSON WITHDRAWN 11/27/2001  • NFA ASSOCIATE MEMBER WITHDRAWN 11/27/2001  • ASSOCIATED PERSON REGISTERED 06/18/2001  • NFA ASSOCIATE MEMBER APPROVED 05/22/2001  • ASSOCIATED PERSON TEMPORARY LICENSE 05/22/2001  • ASSOCIATED PERSON PENDING 05/11/2001  • NFA ASSOCIATE MEMBER PENDING 05/11/2001