Skip Navigation Links

Details

GRANTHAM MAYO VAN OTTERLOO & CO LLC NFA ID: 0268035

Current Status
• SWAP FIRM APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
• COMMODITY POOL OPERATOR REGISTERED 
• NFA MEMBER APPROVED 
GMO EUROPE LLC 
• PRINCIPAL APPROVED 
GMO INVESTMENT PARTNERS LLC 
• PRINCIPAL APPROVED 
Exemptions and No Actions
Click the link below to view exemptions and no actions for this firm.
View Exemptions and No Actions
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsYes
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
Formerly Known As
• GRANTHAM MAYO VAN OTTERLOO & CO
 
Business Address
40 ROWES WHARF
BOSTON, MA  02110
UNITED STATES
(617) 330-7500
Doing Business As
• GMO LLC 
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
SHEPPARD N BURNETTHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
STEPHEN PAUL CASPERDIRECTORNO
THOMAS FRANKLIN COOPERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
ARJUN BHAGWAN DIVECHADIRECTORNO
MYRA R DRUCKERDIRECTORNO
ROBERT JEREMY GRANTHAMDIRECTORYES
THOMAS HANCOCKHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
BRADLEY J HILSABECKDIRECTORNO
BENJAMIN LOUIS INKERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
JOSEPH BARKER KITTREDGEHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
MARGARET ANN MCGETRICKDIRECTORNO
JEAN PIERRE MITTAZCHIEF OPERATING OFFICERNO
URBAN CARL MUELLERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
MATTHEW KENNETH MUSKRATHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
GREGORY L POTTLECHIEF COMPLIANCE OFFICERNO
JOHN WILLIAM ROSENBLUMDIRECTORNO
ANDREW G SPANGLERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
EYK H A DE MOL VAN OTTERLOONO LISTED TITLEYES
SAM WILDERMANHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
History
 Status Effective Date
• SWAP FIRM APPROVED12/31/2012 
• SWAP FIRM PENDING12/28/2012 
• COMMODITY TRADING ADVISOR REGISTERED11/27/2001 
• COMMODITY POOL OPERATOR REGISTERED01/31/1996 
• NFA MEMBER APPROVED01/31/1996 
• COMMODITY POOL OPERATOR PENDING11/25/1995 
• NFA MEMBER PENDING11/25/1995 
GMO EUROPE LLC 
• PRINCIPAL APPROVED 12/11/2013 
GMO INVESTMENT PARTNERS LLC 
• PRINCIPAL APPROVED 10/09/2002 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.