Details

CAPITAL MARKET SERVICES LLC NFA ID: 0313199 Current Status • FOREX FIRM APPROVED  • FUTURES COMMISSION MERCHANT REGISTERED  • NFA MEMBER APPROVED  Exemptions Click the link below to view exemptions for this firm View Exemptions FCM Financial Information Click the link below to view financial information for this firm View Financial Information Firm Activity Status Firm has on-exchange futures and/or options customer accounts No Firm is soliciting customers Yes Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options Yes Regulatory Actions  Agency Number NFA 2 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 2 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Business Address 483 BROADWAY 5TH FLOOR NEW YORK, NY  10013 UNITED STATES (212) 563-2100 Doing Business As • CMS • CMS FOREX • CMS FX   Listed Principals  Listed Principal Name Title 10% or More Financial Interest CAPITAL MARKET SERVICES GROUP LLC YES CAPITAL MARKET SERVICES INC YES EUGENE HAWKIN CHIEF COMPLIANCE OFFICER NO VERA HAWKIN CHIEF EXECUTIVE OFFICER YES LARISA MAKAGON CHIEF COMPLIANCE OFFICER NO History  Status Effective Date • RETAIL FOREIGN EXCHANGE DEALER WITHDRAWN 12/15/2010  • FOREX DEALER MEMBER WITHDRAWN 12/15/2010  • RETAIL FOREIGN EXCHANGE DEALER REGISTERED 09/21/2010  • FOREX DEALER MEMBER APPROVED 09/14/2010  • FOREX FIRM APPROVED 09/14/2010  • RETAIL FOREIGN EXCHANGE DEALER PENDING 09/09/2010  • FOREX DEALER MEMBER PENDING 09/09/2010  • FOREX FIRM PENDING 09/09/2010  • FUTURES COMMISSION MERCHANT REGISTERED 01/08/2002  • NFA MEMBER APPROVED 01/08/2002  • FUTURES COMMISSION MERCHANT PENDING 10/11/2001  • NFA MEMBER PENDING 10/11/2001