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Details

FELICIA JOY RECTOR NFA ID: 0444692

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
GOLDMAN SACHS & CO LLC 
• PRINCIPAL WITHDRAWN 05/20/2017 
• PRINCIPAL APPROVED 10/01/2012 
• PRINCIPAL PENDING 09/30/2012 
GOLDMAN SACHS BANK USA 
• PRINCIPAL WITHDRAWN 05/20/2017 
• PRINCIPAL APPROVED 01/16/2014 
GOLDMAN SACHS FINANCIAL MARKETS LP 
• PRINCIPAL WITHDRAWN 05/20/2017 
• PRINCIPAL APPROVED 12/28/2012 
GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS LP 
• PRINCIPAL WITHDRAWN 05/20/2017 
• PRINCIPAL APPROVED 01/16/2014 
J ARON & COMPANY LLC 
• PRINCIPAL WITHDRAWN 05/20/2017 
• PRINCIPAL APPROVED 12/28/2012 
 
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