| COMMODITY TRADING ADVISOR WITHDRAWN | 05/02/2007 |
| NFA MEMBER WITHDRAWN | 05/02/2007 |
| INTRODUCING BROKER WITHDRAWN | 10/23/2005 |
| INTRODUCING BROKER REGISTERED | 09/13/2005 |
| INTRODUCING BROKER PENDING | 08/22/2005 |
| NFA MEMBER APPROVED | 08/15/2005 |
| NFA MEMBER PENDING | 08/10/2005 |
| NFA MEMBER PENDING STATUS WITHDRAWN | 04/06/2005 |
| COMMODITY TRADING ADVISOR REGISTERED | 01/06/2005 |
| NFA MEMBER PENDING | 01/06/2005 |
| COMMODITY TRADING ADVISOR PENDING | 12/17/2004 |