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Details

ROBERT JAMES MCCANN NFA ID: 0033318

Current Status
UBS FINANCIAL SERVICES INC 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 01/30/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/30/2009 
• ASSOCIATED PERSON REGISTERED 10/13/2003 
• NFA ASSOCIATE MEMBER APPROVED 10/13/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/13/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/01/2003 
• ASSOCIATED PERSON WITHDRAWN 03/01/2003 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 06/03/1983 
UBS AG 
• PRINCIPAL WITHDRAWN 12/31/2015 
• PRINCIPAL APPROVED 01/23/2013 
UBS FINANCIAL SERVICES INC 
• PRINCIPAL WITHDRAWN 01/01/2016 
• PRINCIPAL APPROVED 11/24/2009 
• ASSOCIATED PERSON REGISTERED 11/24/2009 
• PRINCIPAL PENDING 11/17/2009 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/17/2009 
• NFA ASSOCIATE MEMBER APPROVED 11/17/2009 
 
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