| LAMBORN SECURITIES INCORPORATED |
| ASSOCIATED PERSON WITHDRAWN | 12/28/1999 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/28/1999 |
| ASSOCIATED PERSON REGISTERED | 07/15/1997 |
| NFA ASSOCIATE MEMBER APPROVED | 05/23/1997 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 05/23/1997 |
| PRUDENTIAL EQUITY GROUP LLC |
| ASSOCIATED PERSON WITHDRAWN | 04/04/1997 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/04/1997 |
| ASSOCIATED PERSON REGISTERED | 09/12/1990 |
| NFA ASSOCIATE MEMBER APPROVED | 09/02/1990 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 09/02/1990 |
| ASSOCIATED PERSON PENDING | 08/01/1990 |
| NFA ASSOCIATE MEMBER PENDING | 08/01/1990 |
| QUASAR GROUP LLC |
| PRINCIPAL APPROVED | 02/18/2004 |
| PRINCIPAL PENDING | 01/27/2004 |
| ASSOCIATED PERSON RESTRICTION LIFTED | 08/06/2001 |
| ASSOCIATED PERSON RESTRICTED | 08/07/2000 |
| ASSOCIATED PERSON REGISTERED | 12/16/1999 |
| NFA ASSOCIATE MEMBER APPROVED | 12/16/1999 |