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Details

AVS CARTER FINANCIAL INC NFA ID: 0401563

Current Status
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Formerly Known As
No other names
 
Business Address
141 W. JACKSON BLVD.
SUITE 4240
CHICAGO, IL  60604
UNITED STATES
001-312-566-0046
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER PERMANENT BAR05/11/2010 
• PRINCIPAL PERMANENT BAR05/11/2010 
 
• COMMODITY TRADING ADVISOR WITHDRAWN05/30/2010 
• NFA MEMBER WITHDRAWN05/11/2010 
• INTRODUCING BROKER PENDING STATUS WITHDRAWN01/02/2009 
• COMMODITY TRADING ADVISOR REGISTERED08/20/2008 
• NFA MEMBER APPROVED08/20/2008 
• INTRODUCING BROKER PENDING08/15/2008 
• NFA MEMBER PENDING08/15/2008 
• COMMODITY TRADING ADVISOR PENDING08/15/2008 
 
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