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Details

JAMES STANLEY GOSSETT NFA ID: 0299912

Current Status
NO CURRENT STATUS
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Doing Business As
• TEXAS WALL STREEET TRADING 
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN06/04/2009 
• COMMODITY TRADING ADVISOR WITHDRAWN06/04/2009 
• NFA MEMBER APPROVED03/13/2006 
• COMMODITY TRADING ADVISOR REGISTERED03/13/2006 
• NFA MEMBER PENDING03/10/2006 
• COMMODITY TRADING ADVISOR PENDING03/10/2006 
• COMMODITY TRADING ADVISOR WITHDRAWN12/07/2005 
• NFA MEMBER WITHDRAWN12/07/2005 
• NFA MEMBER APPROVED09/09/2004 
• COMMODITY TRADING ADVISOR REGISTERED09/09/2004 
• NFA MEMBER PENDING09/03/2004 
• COMMODITY TRADING ADVISOR PENDING08/27/2004 
DALLAS COMMODITY COMPANY INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 11/22/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/22/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/22/2004 
• ASSOCIATED PERSON WITHDRAWN 11/22/2004 
• NFA ASSOCIATE MEMBER APPROVED 09/08/2004 
• ASSOCIATED PERSON REGISTERED 09/08/2004 
• NFA ASSOCIATE MEMBER PENDING 08/20/2004 
• ASSOCIATED PERSON PENDING 08/20/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 08/20/2004 
• NFA ASSOCIATE MEMBER APPROVED 07/30/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/30/2004 
• ASSOCIATED PERSON PENDING 07/29/2004 
• NFA ASSOCIATE MEMBER PENDING 07/29/2004 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 02/06/2004 
• NFA ASSOCIATE MEMBER PENDING 01/20/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/20/2004 
• ASSOCIATED PERSON PENDING 01/20/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 01/20/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/30/2003 
• NFA ASSOCIATE MEMBER APPROVED 12/30/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/07/2003 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 05/07/2003 
• NFA ASSOCIATE MEMBER APPROVED 02/06/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/06/2003 
GOSSETT, JAMES STANLEY 
• PRINCIPAL WITHDRAWN 06/04/2009 
• PRINCIPAL APPROVED 03/13/2006 
• PRINCIPAL PENDING 03/10/2006 
• PRINCIPAL WITHDRAWN 12/07/2005 
• PRINCIPAL APPROVED 09/03/2004 
SG COMMODITIES LLC 
• ASSOCIATED PERSON REVOKED 08/21/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/21/2009 
• PRINCIPAL WITHDRAWN 08/21/2009 
• ASSOCIATED PERSON REGISTERED 07/05/2007 
• NFA ASSOCIATE MEMBER APPROVED 07/05/2007 
• ASSOCIATED PERSON PENDING 07/03/2007 
• PRINCIPAL APPROVED 07/03/2007 
• NFA ASSOCIATE MEMBER PENDING 07/03/2007 
TEJAS BROKERAGE LLC 
• ASSOCIATED PERSON WITHDRAWN 02/06/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/06/2003 
• ASSOCIATED PERSON REGISTERED 02/05/2002 
• NFA ASSOCIATE MEMBER APPROVED 02/05/2002 
TEXAS WALL STREET TRADERS INC 
• PRINCIPAL PENDING STATUS WITHDRAWN 05/06/2004 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 05/06/2004 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 05/06/2004 
• PRINCIPAL PENDING 02/06/2004 
• NFA ASSOCIATE MEMBER PENDING 02/06/2004 
• ASSOCIATED PERSON PENDING 02/06/2004 
• ASSOCIATED PERSON WITHDRAWN 05/01/2002 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/01/2002 
• PRINCIPAL WITHDRAWN 05/01/2002 
• ASSOCIATED PERSON REGISTERED 03/03/2000 
• NFA ASSOCIATE MEMBER APPROVED 03/03/2000 
• PRINCIPAL APPROVED 02/24/2000 
• ASSOCIATED PERSON PENDING 01/20/2000 
• NFA ASSOCIATE MEMBER PENDING 01/20/2000 
• PRINCIPAL PENDING 01/20/2000 
 
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