| NOTICE BROKER DEALER WITHDRAWN | 03/20/2005 |
| NFA MEMBER WITHDRAWN | 03/20/2005 |
| INTRODUCING BROKER WITHDRAWN | 03/20/2005 |
| NOTICE BROKER DEALER REGISTERED | 02/07/2002 |
| INTRODUCING BROKER REGISTERED | 05/02/2000 |
| NFA MEMBER APPROVED | 04/11/2000 |
| INTRODUCING BROKER TEMPORARY LICENSE | 04/11/2000 |
| INTRODUCING BROKER PENDING | 04/10/2000 |
| NFA MEMBER PENDING | 04/10/2000 |