| MEDIA FINANCIAL GROUP INC |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/20/2004 |
| ASSOCIATED PERSON WITHDRAWN | 04/20/2004 |
| PRINCIPAL WITHDRAWN | 04/20/2004 |
| PRINCIPAL APPROVED | 07/11/2002 |
| ASSOCIATED PERSON REGISTERED | 07/11/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 06/21/2002 |
| PRINCIPAL PENDING | 06/21/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 06/21/2002 |
| NORTHEAST COMMODITIES CORP |
| ASSOCIATED PERSON WITHDRAWN | 05/22/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 05/22/2001 |
| ASSOCIATED PERSON REGISTERED | 12/20/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 12/20/2000 |
| PRIME COMMODITIES & FINANCIAL SERVICES |
| ASSOCIATED PERSON WITHDRAWN | 01/03/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 01/03/2001 |
| ASSOCIATED PERSON REGISTERED | 07/17/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 03/15/2000 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/15/2000 |
| ASSOCIATED PERSON PENDING | 03/10/2000 |
| NFA ASSOCIATE MEMBER PENDING | 03/10/2000 |
| ROYAL FOREX TRADING LLC |
| ASSOCIATED PERSON WITHDRAWN | 10/12/2007 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 10/12/2007 |
| PRINCIPAL WITHDRAWN | 10/12/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 08/04/2006 |
| ASSOCIATED PERSON REGISTERED | 08/04/2006 |
| NFA ASSOCIATE MEMBER PENDING | 05/23/2006 |
| ASSOCIATED PERSON PENDING | 05/23/2006 |
| PRINCIPAL APPROVED | 05/16/2006 |
| SAFEGUARD FINANCIAL HOLDINGS LLC |
| ASSOCIATED PERSON WITHDRAWN | 04/21/2005 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 04/21/2005 |
| PRINCIPAL WITHDRAWN | 04/21/2005 |
| ASSOCIATED PERSON REGISTERED | 05/11/2004 |
| PRINCIPAL APPROVED | 05/11/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 04/23/2004 |
| PRINCIPAL PENDING | 04/23/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/23/2004 |
| UNITED CLEARING LLC |
| ASSOCIATED PERSON WITHDRAWN | 08/28/2006 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 08/28/2006 |
| PRINCIPAL WITHDRAWN | 08/28/2006 |
| NFA ASSOCIATE MEMBER APPROVED | 01/31/2005 |
| ASSOCIATED PERSON REGISTERED | 01/31/2005 |
| PRINCIPAL APPROVED | 10/14/2004 |
| NFA ASSOCIATE MEMBER PENDING | 10/14/2004 |
| ASSOCIATED PERSON PENDING | 10/14/2004 |
| UNITED INVESTORS GROUP |
| ASSOCIATED PERSON WITHDRAWN | 09/04/2001 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 09/04/2001 |
| ASSOCIATED PERSON REGISTERED | 05/10/2001 |
| NFA ASSOCIATE MEMBER APPROVED | 05/10/2001 |