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NEIL JACKSON ASLIN NFA ID: 0062773 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 1 details...   CFTC Reparations Cases Total 1 details... Formerly Known As No other names   Security Futures Proficiency Training  Description Date SECURITY FUTURES TRAINING COMPLETED 10/15/2002 Doing Business As No other names History  Status Effective Date ADMIRAL ADVISORY LTD  • PRINCIPAL WITHDRAWN 06/30/1984  CONTICOMMODITY SERVICES INC  • PRINCIPAL WITHDRAWN 03/01/1984  FIRST ADVISORY CORPORATION  • ASSOCIATED PERSON WITHDRAWN 07/02/1991  • NFA ASSOCIATE MEMBER WITHDRAWN 07/02/1991  • PRINCIPAL WITHDRAWN 07/02/1991  • ASSOCIATED PERSON REGISTERED 08/14/1990  • NFA ASSOCIATE MEMBER APPROVED 08/14/1990  • PRINCIPAL APPROVED 07/16/1986  FIRST FINANCIAL FUTURES INC  • ASSOCIATED PERSON WITHDRAWN 11/30/1991  • NFA ASSOCIATE MEMBER WITHDRAWN 11/30/1991  • PRINCIPAL WITHDRAWN 11/30/1991  • ASSOCIATED PERSON REGISTERED 02/10/1988  • NFA ASSOCIATE MEMBER APPROVED 02/10/1988  • ASSOCIATED PERSON PENDING 11/02/1987  • NFA ASSOCIATE MEMBER PENDING 11/02/1987  • PRINCIPAL APPROVED 01/06/1986  • PRINCIPAL PENDING 11/13/1985  FIRST FINANCIAL GOVT SECURITIES INC  • ASSOCIATED PERSON WITHDRAWN 01/30/1996  • NFA ASSOCIATE MEMBER WITHDRAWN 01/30/1996  • PRINCIPAL WITHDRAWN 01/30/1996  • ASSOCIATED PERSON REGISTERED 01/29/1992  • NFA ASSOCIATE MEMBER APPROVED 01/29/1992  • PRINCIPAL APPROVED 01/29/1992  • ASSOCIATED PERSON PENDING 09/18/1991  • NFA ASSOCIATE MEMBER PENDING 09/18/1991  • PRINCIPAL PENDING 06/13/1991  HENNESSY AND ASSOCIATES  • PRINCIPAL WITHDRAWN 03/31/1986  PEREGRINE ASSET MANAGEMENT INC  • ASSOCIATED PERSON WITHDRAWN 04/30/2013  • NFA ASSOCIATE MEMBER WITHDRAWN 04/30/2013  • PRINCIPAL WITHDRAWN 04/30/2013  • NFA ASSOCIATE MEMBER APPROVED 04/21/2008  • ASSOCIATED PERSON REGISTERED 04/21/2008  • PRINCIPAL APPROVED 04/10/2008  • NFA ASSOCIATE MEMBER PENDING 04/10/2008  • ASSOCIATED PERSON PENDING 04/10/2008  PEREGRINE FINANCIAL GROUP INC  • ASSOCIATED PERSON WITHDRAWN 07/13/2012  • FOREX ASSOCIATED PERSON WITHDRAWN 07/13/2012  • NFA ASSOCIATE MEMBER WITHDRAWN 07/13/2012  • PRINCIPAL WITHDRAWN 07/13/2012  • FOREX ASSOCIATED PERSON APPROVED 09/02/2010  • FOREX ASSOCIATED PERSON PENDING 09/02/2010  • PRINCIPAL APPROVED 01/23/2003  • ASSOCIATED PERSON REGISTERED 01/22/2003  • NFA ASSOCIATE MEMBER APPROVED 07/22/2002  • PRINCIPAL PENDING 07/22/2002  • ASSOCIATED PERSON TEMPORARY LICENSE 07/22/2002  REFCOFUND HOLDINGS LLC  • PRINCIPAL WITHDRAWN 08/06/1984  REFCOFUND MANAGEMENT LLC  • PRINCIPAL WITHDRAWN 07/01/1984  WOODSTOCK INC  • ASSOCIATED PERSON WITHDRAWN 10/29/1984  • PRINCIPAL WITHDRAWN 10/29/1984