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Details

NEIL JACKSON ASLIN NFA ID: 0062773

Current Status
NO CURRENT STATUS
Regulatory Actions
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CFTC0
Exchanges0
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NFA Arbitration Decisions
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED10/15/2002
History
 Status Effective Date
ADMIRAL ADVISORY LTD 
• PRINCIPAL WITHDRAWN 06/30/1984 
CONTICOMMODITY SERVICES INC 
• PRINCIPAL WITHDRAWN 03/01/1984 
FIRST ADVISORY CORPORATION 
• ASSOCIATED PERSON WITHDRAWN 07/02/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/02/1991 
• PRINCIPAL WITHDRAWN 07/02/1991 
• ASSOCIATED PERSON REGISTERED 08/14/1990 
• NFA ASSOCIATE MEMBER APPROVED 08/14/1990 
• PRINCIPAL APPROVED 07/16/1986 
FIRST FINANCIAL FUTURES INC 
• ASSOCIATED PERSON WITHDRAWN 11/30/1991 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/30/1991 
• PRINCIPAL WITHDRAWN 11/30/1991 
• ASSOCIATED PERSON REGISTERED 02/10/1988 
• NFA ASSOCIATE MEMBER APPROVED 02/10/1988 
• ASSOCIATED PERSON PENDING 11/02/1987 
• NFA ASSOCIATE MEMBER PENDING 11/02/1987 
• PRINCIPAL APPROVED 01/06/1986 
• PRINCIPAL PENDING 11/13/1985 
FIRST FINANCIAL GOVT SECURITIES INC 
• ASSOCIATED PERSON WITHDRAWN 01/30/1996 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/30/1996 
• PRINCIPAL WITHDRAWN 01/30/1996 
• ASSOCIATED PERSON REGISTERED 01/29/1992 
• NFA ASSOCIATE MEMBER APPROVED 01/29/1992 
• PRINCIPAL APPROVED 01/29/1992 
• ASSOCIATED PERSON PENDING 09/18/1991 
• NFA ASSOCIATE MEMBER PENDING 09/18/1991 
• PRINCIPAL PENDING 06/13/1991 
HENNESSY AND ASSOCIATES 
• PRINCIPAL WITHDRAWN 03/31/1986 
PEREGRINE ASSET MANAGEMENT INC 
• ASSOCIATED PERSON WITHDRAWN 04/30/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/30/2013 
• PRINCIPAL WITHDRAWN 04/30/2013 
• NFA ASSOCIATE MEMBER APPROVED 04/21/2008 
• ASSOCIATED PERSON REGISTERED 04/21/2008 
• PRINCIPAL APPROVED 04/10/2008 
• NFA ASSOCIATE MEMBER PENDING 04/10/2008 
• ASSOCIATED PERSON PENDING 04/10/2008 
PEREGRINE FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 07/13/2012 
• FOREX ASSOCIATED PERSON WITHDRAWN 07/13/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/13/2012 
• PRINCIPAL WITHDRAWN 07/13/2012 
• FOREX ASSOCIATED PERSON APPROVED 09/02/2010 
• FOREX ASSOCIATED PERSON PENDING 09/02/2010 
• PRINCIPAL APPROVED 01/23/2003 
• ASSOCIATED PERSON REGISTERED 01/22/2003 
• NFA ASSOCIATE MEMBER APPROVED 07/22/2002 
• PRINCIPAL PENDING 07/22/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 07/22/2002 
REFCOFUND HOLDINGS LLC 
• PRINCIPAL WITHDRAWN 08/06/1984 
REFCOFUND MANAGEMENT LLC 
• PRINCIPAL WITHDRAWN 07/01/1984 
WOODSTOCK INC 
• ASSOCIATED PERSON WITHDRAWN 10/29/1984 
• PRINCIPAL WITHDRAWN 10/29/1984 
 
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