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Details

KENT CHARLES ROBERTS II NFA ID: 0337176

Current Status
• NFA MEMBER APPROVED 
• COMMODITY TRADING ADVISOR REGISTERED 
ROBERTS II, KENT CHARLES 
• NFA ASSOCIATE MEMBER APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
Firm Activity Status
Firm has on-exchange futures and/or options customer accountsNo
Firm is soliciting customersNo
Firm manages futures or options customer accountsNo
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsNo
Regulatory Actions
 AgencyNumber
NFA1
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total0
details...
 
Business Address
1146 OXFORD ROAD
SAN MARINO, CA  91108
UNITED STATES
(626) 344-5225
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
KENT CHARLES ROBERTS IISOLE PROPRIETORYES
History
 Status Effective Date
• NFA MEMBER APPROVED06/10/2013 
• COMMODITY TRADING ADVISOR REGISTERED06/10/2013 
• NFA MEMBER PENDING05/20/2013 
• COMMODITY TRADING ADVISOR PENDING05/20/2013 
FIRST QUADRANT LP 
• ASSOCIATED PERSON WITHDRAWN 05/20/2011 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/20/2011 
• PRINCIPAL WITHDRAWN 05/20/2011 
• ASSOCIATED PERSON REGISTERED 12/17/2003 
• PRINCIPAL APPROVED 12/17/2003 
• NFA ASSOCIATE MEMBER APPROVED 12/04/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/04/2003 
• NFA ASSOCIATE MEMBER PENDING 11/24/2003 
• ASSOCIATED PERSON PENDING 11/24/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 11/24/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/24/2003 
• PRINCIPAL PENDING 11/03/2003 
• NFA ASSOCIATE MEMBER APPROVED 11/03/2003 
• ASSOCIATED PERSON TEMPORARY LICENSE 11/03/2003 
ROBERTS II, KENT CHARLES 
• NFA ASSOCIATE MEMBER APPROVED 06/10/2013 
• ASSOCIATED PERSON REGISTERED 06/10/2013 
• PRINCIPAL APPROVED 06/10/2013 
• NFA ASSOCIATE MEMBER PENDING 05/20/2013 
• ASSOCIATED PERSON PENDING 05/20/2013 
• PRINCIPAL PENDING 05/20/2013 
 
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