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Details

SNC INVESTMENTS INC NFA ID: 0328909

Current Status
• NFA MEMBER PERMANENT BAR 
• PRINCIPAL PERMANENT BAR 
Regulatory Actions
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NFA3
CFTC1
Exchanges0
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NFA Arbitration Decisions
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Respondent0
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CFTC Reparations Cases
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Formerly Known As
No other names
 
Business Address
40 WALL STREET, FLR. 33
NEW YORK, NY  10005
UNITED STATES
(917) 338-9500
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER PERMANENT BAR07/09/2009 
• PRINCIPAL PERMANENT BAR07/09/2009 
 
• NFA MEMBER WITHDRAWN05/28/2009 
• FUTURES COMMISSION MERCHANT WITHDRAWN05/28/2009 
• COMMODITY TRADING ADVISOR WITHDRAWN05/28/2009 
• COMMODITY POOL OPERATOR WITHDRAWN05/28/2009 
• NFA MEMBER SUSPENDED10/30/2008 
• COMMODITY TRADING ADVISOR REGISTERED07/08/2003 
• COMMODITY POOL OPERATOR REGISTERED07/08/2003 
• COMMODITY TRADING ADVISOR PENDING06/30/2003 
• COMMODITY POOL OPERATOR PENDING06/30/2003 
• NFA MEMBER APPROVED06/19/2003 
• FUTURES COMMISSION MERCHANT REGISTERED06/19/2003 
• NFA MEMBER PENDING03/14/2003 
• FUTURES COMMISSION MERCHANT PENDING03/14/2003 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.