| ACE INVESTMENT STRATEGISTS LLC |
| PRINCIPAL APPROVED | 07/21/2010 |
| PRINCIPAL PENDING | 07/21/2010 |
| ASSOCIATED PERSON REGISTERED | 09/23/2009 |
| NFA ASSOCIATE MEMBER APPROVED | 09/23/2009 |
| CHESAPEAKE INVESTMENT SERVICES INC |
| PRINCIPAL APPROVED | 07/21/2010 |
| PRINCIPAL PENDING | 07/20/2010 |
| ASSOCIATED PERSON REGISTERED | 05/11/2000 |
| NFA ASSOCIATE MEMBER APPROVED | 04/21/2000 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 04/21/2000 |