| COMEK FINANCIAL GROUP INC |
| ASSOCIATED PERSON WITHDRAWN | 02/15/2002 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 02/15/2002 |
| ASSOCIATED PERSON REGISTERED | 01/10/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 12/10/2001 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 12/10/2001 |
| ASSOCIATED PERSON PENDING | 11/13/2001 |
| NFA ASSOCIATE MEMBER PENDING | 11/13/2001 |
| MERIDIAN COMMODITY CORPORATION |
| NFA ASSOCIATE MEMBER WITHDRAWN | 12/05/2008 |
| PRINCIPAL WITHDRAWN | 12/05/2008 |
| ASSOCIATED PERSON WITHDRAWN | 12/05/2008 |
| PRINCIPAL APPROVED | 02/28/2007 |
| NFA ASSOCIATE MEMBER APPROVED | 06/18/2004 |
| ASSOCIATED PERSON REGISTERED | 06/18/2004 |
| ASSOCIATED PERSON PENDING | 05/27/2004 |
| NFA ASSOCIATE MEMBER PENDING | 05/27/2004 |
| PARKER TRADING INC |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 06/04/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 06/04/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 03/18/2004 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/18/2004 |
| ASSOCIATED PERSON WITHDRAWN | 03/16/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/16/2004 |
| ASSOCIATED PERSON REGISTERED | 03/08/2002 |
| NFA ASSOCIATE MEMBER APPROVED | 02/14/2002 |
| ASSOCIATED PERSON TEMPORARY LICENSE | 02/14/2002 |
| TRADERS EXCHANGE CORP |
| ASSOCIATED PERSON TEMPORARY LICENSE | 03/16/2004 |
| NFA ASSOCIATE MEMBER APPROVED | 03/16/2004 |
| NFA ASSOCIATE MEMBER WITHDRAWN | 03/16/2004 |
| ASSOCIATED PERSON PENDING STATUS WITHDRAWN | 03/16/2004 |