Skip Navigation Links

Details

FIRST SIERRA CORPORATION NFA ID: 0205421

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA3
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent6
details...
 
CFTC Reparations Cases
Total40
details...
Formerly Known As
No other names
 
Business Address
1485 CHAIN BRIDGE ROAD
#101
MCLEAN, VA  22101
UNITED STATES
(703) 903-6500
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• INTRODUCING BROKER WITHDRAWN03/02/1994 
• COMMODITY POOL OPERATOR WITHDRAWN03/22/1993 
• COMMODITY TRADING ADVISOR WITHDRAWN03/22/1993 
• COMMODITY POOL OPERATOR SUSPENDED08/17/1992 
• COMMODITY TRADING ADVISOR SUSPENDED08/17/1992 
• INTRODUCING BROKER SUSPENDED08/17/1992 
• NFA MEMBER WITHDRAWN06/17/1992 
• NFA MEMBER SUSPENDED03/13/1992 
• COMMODITY POOL OPERATOR REGISTERED12/28/1990 
• COMMODITY TRADING ADVISOR REGISTERED12/28/1990 
• COMMODITY POOL OPERATOR PENDING12/14/1990 
• COMMODITY TRADING ADVISOR PENDING12/14/1990 
• INTRODUCING BROKER REGISTERED10/27/1987 
• NFA MEMBER APPROVED10/27/1987 
• INTRODUCING BROKER PENDING09/28/1987 
• NFA MEMBER PENDING09/28/1987 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.