| INTRODUCING BROKER WITHDRAWN | 03/02/1994 |
| COMMODITY POOL OPERATOR WITHDRAWN | 03/22/1993 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 03/22/1993 |
| COMMODITY POOL OPERATOR SUSPENDED | 08/17/1992 |
| COMMODITY TRADING ADVISOR SUSPENDED | 08/17/1992 |
| INTRODUCING BROKER SUSPENDED | 08/17/1992 |
| NFA MEMBER WITHDRAWN | 06/17/1992 |
| NFA MEMBER SUSPENDED | 03/13/1992 |
| COMMODITY POOL OPERATOR REGISTERED | 12/28/1990 |
| COMMODITY TRADING ADVISOR REGISTERED | 12/28/1990 |
| COMMODITY POOL OPERATOR PENDING | 12/14/1990 |
| COMMODITY TRADING ADVISOR PENDING | 12/14/1990 |
| INTRODUCING BROKER REGISTERED | 10/27/1987 |
| NFA MEMBER APPROVED | 10/27/1987 |
| INTRODUCING BROKER PENDING | 09/28/1987 |
| NFA MEMBER PENDING | 09/28/1987 |