| PRINCIPAL PERMANENT BAR | 10/25/2011 |
| NFA MEMBER PERMANENT BAR | 10/25/2011 |
| NFA ASSOCIATE MEMBER PERMANENT BAR | 10/25/2011 |
| |
| INTRODUCING BROKER WITHDRAWN | 11/28/2011 |
| NFA MEMBER WITHDRAWN | 11/08/2011 |
| INTRODUCING BROKER REGISTERED | 01/24/2005 |
| NFA MEMBER APPROVED | 01/24/2005 |
| NFA MEMBER PENDING | 09/20/2004 |
| INTRODUCING BROKER PENDING | 09/20/2004 |
| NFA MEMBER WITHDRAWN | 06/10/2004 |
| INTRODUCING BROKER WITHDRAWN | 06/10/2004 |
| INTRODUCING BROKER CONDITIONS LIFTED | 05/26/2004 |
| INTRODUCING BROKER REGISTRATION CONDITIONED | 07/06/2000 |
| INTRODUCING BROKER REGISTERED | 11/08/1994 |
| NFA MEMBER APPROVED | 10/05/1994 |
| INTRODUCING BROKER TEMPORARY LICENSE | 10/05/1994 |
| INTRODUCING BROKER PENDING | 10/03/1994 |
| NFA MEMBER PENDING | 10/03/1994 |