| COMMODITY POOL OPERATOR WITHDRAWN | 09/30/1992 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 09/30/1992 |
| INTRODUCING BROKER WITHDRAWN | 08/31/1992 |
| NFA MEMBER WITHDRAWN | 06/19/1992 |
| NFA MEMBER SUSPENDED | 11/29/1991 |
| COMMODITY POOL OPERATOR REGISTERED | 06/21/1990 |
| COMMODITY TRADING ADVISOR REGISTERED | 06/21/1990 |
| COMMODITY POOL OPERATOR PENDING | 06/06/1990 |
| COMMODITY TRADING ADVISOR PENDING | 06/06/1990 |
| INTRODUCING BROKER REGISTERED | 09/21/1989 |
| INTRODUCING BROKER TEMPORARY LICENSE | 07/25/1989 |
| NFA MEMBER APPROVED | 07/25/1989 |
| INTRODUCING BROKER PENDING | 07/18/1989 |
| NFA MEMBER PENDING | 07/18/1989 |