Skip Navigation Links

Details

FIRST AMERICAN FUNDS INC NFA ID: 0224177

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA0
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
details...
 
CFTC Reparations Cases
Total1
details...
Formerly Known As
No other names
 
Business Address
1400 N LAKE SHORE DR
2-D
CHICAGO, IL  60610
UNITED STATES
(312) 337-3190
Doing Business As
No other names
Listed Principals
No principals currently listed
History
 Status Effective Date
• COMMODITY POOL OPERATOR WITHDRAWN09/30/1992 
• COMMODITY TRADING ADVISOR WITHDRAWN09/30/1992 
• INTRODUCING BROKER WITHDRAWN08/31/1992 
• NFA MEMBER WITHDRAWN06/19/1992 
• NFA MEMBER SUSPENDED11/29/1991 
• COMMODITY POOL OPERATOR REGISTERED06/21/1990 
• COMMODITY TRADING ADVISOR REGISTERED06/21/1990 
• COMMODITY POOL OPERATOR PENDING06/06/1990 
• COMMODITY TRADING ADVISOR PENDING06/06/1990 
• INTRODUCING BROKER REGISTERED09/21/1989 
• INTRODUCING BROKER TEMPORARY LICENSE07/25/1989 
• NFA MEMBER APPROVED07/25/1989 
• INTRODUCING BROKER PENDING07/18/1989 
• NFA MEMBER PENDING07/18/1989 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.