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MF GLOBAL INC NFA ID: 0266826 Current Status • ALSO SEE NFA ID 0000712  • ALSO SEE NFA ID 0326888  Regulatory Actions  Agency Number NFA 0 CFTC 2 Exchanges 65 details...   NFA Arbitration Decisions  Role Number Claimant 1 Respondent 9 details...   CFTC Reparations Cases Total 61 details... Formerly Known As • MAN FINANCIAL INC • MFG USA INC   Business Address 717 FIFTH AVENUE 9TH FLOOR NEW YORK, NY  10022 UNITED STATES (212) 589-6200 Doing Business As • 5 PERSIDE COM • ADVANTAGETRADERS.COM • ALGORITHMIC TRADING SOLUTIONS • ALTERNATIVE INVESTMENT GROUP • ASIAN TRADING CENTER • BT TRADING • CB & S DIVISION • CENTURY GROUP DIVISION • CHICAGO FUTURES GROUP DIVISION • COMMODITY & INGREDIENT HEDGING • CUSTOM BROKERAGE & SERVICES DIVISION • DIRECTFILLS.COM • DOWD WESCOTT GROUP • ECLIPSE FUTURES • F & E GROUP • FOX DIVISION • FOX FOREX AND FUTURES • FOX FUTURES • FOX INVESTMENTS • GAP DIVISION • GNI DIVISION • HAMMER TRADING DIVISION • HUME DIVISION • INTEGRATED TRADING • INVESTOR SERVICES DIVISION • ISD • JACK CARL FUTURES • JKL GROUP • KDS FUTURES • LIND PLUS • LIND SYSTEMS • LIND WALDOCK • MAD GROUP INVESTMENTS • MAN ENERGY • MAN FINANCIAL BROKERAGE • MAN GLOBAL RESEARCH • MANPRO FUTURES • MARKET VOICE • MONITOR MARKETS • NESVICK DIVISION • NS FUTURES • ONESTOPOPTIONS • PIONEER FUTURES DIVISION • PROFESSIONAL BROKERAGE PARTNERS • PTGBROKERS.COM • RB & H FINANCIAL SERVICES DIVISION • REFCO.COM • RUTSEN MEIER BELMONT GROUP • SGY TRADING • STRATEGIC INVESTMENTS DIV OF MFI • THE THAUER GROUP • USA TRADING • WOLCOTT & LINCOLN DIVISION   Listed Principals No principals currently listed History  Status Effective Date • ALSO SEE NFA ID 0000712  • ALSO SEE NFA ID 0326888    • EXEMPT FOREIGN FIRM AGENT WITHDRAWN 12/31/2007  • NOTICE BROKER DEALER WITHDRAWN 12/31/2007  • NFA MEMBER WITHDRAWN 12/31/2007  • FUTURES COMMISSION MERCHANT WITHDRAWN 12/31/2007  • COMMODITY POOL OPERATOR WITHDRAWN 12/31/2007  • NOTICE BROKER DEALER REGISTERED 01/01/2003  • EXEMPT FOREIGN FIRM AGENT APPROVED 04/19/1996  • COMMODITY POOL OPERATOR REGISTERED 04/02/1996  • NFA MEMBER APPROVED 03/13/1996  • FUTURES COMMISSION MERCHANT REGISTERED 03/13/1996  • FUTURES COMMISSION MERCHANT PENDING 02/05/1996  • INTRODUCING BROKER PENDING STATUS WITHDRAWN 02/05/1996  • INTRODUCING BROKER PENDING 09/29/1995  • NFA MEMBER PENDING 09/29/1995  MF GLOBAL INC  • PRINCIPAL WITHDRAWN 01/02/2008  • PRINCIPAL APPROVED 03/19/2004