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Details

WILLIAM PATRICK KELLY NFA ID: 0286392

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA1
CFTC1
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent0
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CFTC Reparations Cases
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Doing Business As
• SUN TZU CAPITAL MANAGEMENT 
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN10/16/2005 
• COMMODITY TRADING ADVISOR WITHDRAWN10/16/2005 
• NFA MEMBER APPROVED08/16/2005 
• COMMODITY TRADING ADVISOR REGISTERED08/16/2005 
• NFA MEMBER PENDING07/22/2005 
• COMMODITY TRADING ADVISOR PENDING07/22/2005 
IAG CAPITAL MANAGEMENT LLC 
• PRINCIPAL WITHDRAWN 02/29/2012 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/29/2012 
• ASSOCIATED PERSON WITHDRAWN 02/29/2012 
• NFA ASSOCIATE MEMBER APPROVED 01/29/2008 
• ASSOCIATED PERSON REGISTERED 01/23/2008 
• PRINCIPAL APPROVED 01/23/2008 
• NFA ASSOCIATE MEMBER PENDING 01/23/2008 
• ASSOCIATED PERSON PENDING 01/23/2008 
IAG THE INVESTMENT ADVISORY GROUP LLC 
• PRINCIPAL WITHDRAWN 08/20/2008 
• BRANCH MANAGER WITHDRAWN 08/20/2008 
• ASSOCIATED PERSON WITHDRAWN 08/20/2008 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/20/2008 
• BRANCH MANAGER APPROVED 08/02/2007 
• BRANCH MANAGER PENDING 08/01/2007 
• NFA ASSOCIATE MEMBER APPROVED 11/27/2006 
• ASSOCIATED PERSON REGISTERED 11/27/2006 
• PRINCIPAL APPROVED 11/06/2006 
• NFA ASSOCIATE MEMBER PENDING 11/06/2006 
• ASSOCIATED PERSON PENDING 11/06/2006 
KELLY, WILLIAM PATRICK 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/16/2005 
• ASSOCIATED PERSON WITHDRAWN 09/16/2005 
• PRINCIPAL WITHDRAWN 09/16/2005 
• NFA ASSOCIATE MEMBER APPROVED 08/16/2005 
• ASSOCIATED PERSON REGISTERED 08/16/2005 
• PRINCIPAL APPROVED 08/16/2005 
• NFA ASSOCIATE MEMBER PENDING 07/22/2005 
• ASSOCIATED PERSON PENDING 07/22/2005 
• PRINCIPAL PENDING 07/22/2005 
SUN TZU CAPITAL MANAGEMENT 
• BRANCH MANAGER WITHDRAWN 01/04/2008 
• PRINCIPAL WITHDRAWN 01/04/2008 
• ASSOCIATED PERSON WITHDRAWN 01/04/2008 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/04/2008 
• BRANCH MANAGER APPROVED 08/02/2007 
• BRANCH MANAGER PENDING 08/01/2007 
• NFA ASSOCIATE MEMBER APPROVED 10/13/2005 
• ASSOCIATED PERSON REGISTERED 10/13/2005 
• PRINCIPAL APPROVED 09/21/2005 
• NFA ASSOCIATE MEMBER PENDING 09/21/2005 
• ASSOCIATED PERSON PENDING 09/21/2005 
VISION FINANCIAL MARKETS LLC 
• ASSOCIATED PERSON WITHDRAWN 12/21/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 12/21/2006 
• PRINCIPAL WITHDRAWN 12/21/2006 
• PRINCIPAL APPROVED 07/31/1998 
• ASSOCIATED PERSON REGISTERED 07/27/1998 
• NFA ASSOCIATE MEMBER APPROVED 07/27/1998 
WHITEHALL INVESTMENT MANAGEMENT INC 
• ASSOCIATED PERSON WITHDRAWN 02/07/2007 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/07/2007 
• PRINCIPAL WITHDRAWN 02/07/2007 
• PRINCIPAL APPROVED 06/15/1998 
• ASSOCIATED PERSON REGISTERED 04/03/1998 
• NFA ASSOCIATE MEMBER APPROVED 03/24/1998 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/24/1998 
 
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