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Details

JAMES MICHAEL JR PELLICANE NFA ID: 0179165

Current Status
SYDLING FUTURES MANAGEMENT LLC 
• PRINCIPAL APPROVED 
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 
• SWAP ASSOCIATED PERSON APPROVED 
• ASSOCIATED PERSON REGISTERED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
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NFA Arbitration Decisions
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CFTC Reparations Cases
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History
 Status Effective Date
KIDDER PEABODY & CO INCORPORATED 
• ASSOCIATED PERSON WITHDRAWN 05/18/1988 
• NFA ASSOCIATE MEMBER WITHDRAWN 05/18/1988 
• NFA ASSOCIATE MEMBER APPROVED 08/01/1985 
• ASSOCIATED PERSON REGISTERED 06/17/1985 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/20/1985 
MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/14/2005 
• ASSOCIATED PERSON WITHDRAWN 11/14/2005 
• ASSOCIATED PERSON REGISTERED 07/28/1988 
• NFA ASSOCIATE MEMBER APPROVED 06/14/1988 
• ASSOCIATED PERSON TEMPORARY LICENSE 06/14/1988 
SYDLING FUTURES MANAGEMENT LLC 
• PRINCIPAL APPROVED 11/10/2015 
UBS FINANCIAL SERVICES INC 
• PRINCIPAL APPROVED 01/28/2014 
• SWAP ASSOCIATED PERSON APPROVED 01/28/2014 
• ASSOCIATED PERSON REGISTERED 01/19/2012 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/12/2012 
• NFA ASSOCIATE MEMBER APPROVED 01/12/2012 
 
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