| COMMODITY POOL OPERATOR WITHDRAWN | 01/02/1992 |
| INTRODUCING BROKER WITHDRAWN | 04/18/1990 |
| COMMODITY POOL OPERATOR SUSPENDED | 02/09/1990 |
| INTRODUCING BROKER SUSPENDED | 02/09/1990 |
| NFA MEMBER WITHDRAWN | 02/09/1990 |
| COMMODITY TRADING ADVISOR WITHDRAWN | 04/15/1988 |
| COMMODITY TRADING ADVISOR REGISTERED | 12/01/1987 |
| COMMODITY TRADING ADVISOR FAILED TO RENEW | 10/31/1987 |
| INTRODUCING BROKER REGISTERED | 09/14/1987 |
| COMMODITY POOL OPERATOR REGISTERED | 09/04/1987 |
| NFA MEMBER APPROVED | 09/04/1987 |
| COMMODITY POOL OPERATOR PENDING | 08/21/1987 |
| INTRODUCING BROKER PENDING | 08/21/1987 |
| NFA MEMBER PENDING | 08/21/1987 |
| INTRODUCING BROKER PENDING STATUS WITHDRAWN | 10/06/1986 |
| NFA MEMBER PENDING STATUS WITHDRAWN | 07/24/1986 |
| NFA MEMBER PENDING | 06/19/1986 |
| INTRODUCING BROKER PENDING | 06/05/1986 |
| COMMODITY TRADING ADVISOR REGISTERED | 11/27/1984 |