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Details

ROSENTHAL COLLINS GROUP LLC NFA ID: 0000756

Current Status
• ALSO SEE NFA ID 0085527 
 
• NFA MEMBER APPROVED 
• FUTURES COMMISSION MERCHANT REGISTERED 
FCM Financial Information
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Firm Activity Status
Firm has on-exchange futures and/or options customer accountsYes
Firm is soliciting customersYes
Firm manages futures or options customer accountsYes
Firm operates commodity poolsNo
Firm is engaged in retail off-exchange foreign currency futures and/or optionsYes
Regulatory Actions
 AgencyNumber
NFA0
CFTC7
Exchanges66
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant1
Respondent19
details...
 
CFTC Reparations Cases
Total197
details...
Formerly Known As
• ROSENTHAL & COMPANY (NAME CHG 10/3/88)
• ROSENTHAL COLLINS GROUP
• ROSENTHAL COLLINS GROUP LP
 
Business Address
216 WEST JACKSON BOULEVARD
SUITE 400
CHICAGO, IL  60606
UNITED STATES
(312) 460-9200
Doing Business As
• CENTURY• DRAKE TRADING GROUP
• GREEN LIVESTOCK DIVISION• LEESE TRADING GROUP
• ROSENTHAL COLLINS GROUP• THE LASALLE GROUP DIVISION OF ROSENTHAL COLLINS GROUP LLC
• TRINITY GROUP• USA TRADING
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
J ROBERT COLLINSMANAGING MEMBERYES
PATRICIA MARIE DONAHUECHIEF COMPLIANCE OFFICERNO
MAUREEN C DOWNSPRESIDENTNO
MICHAEL SCOTT GORDONCHIEF EXECUTIVE OFFICERNO
JASON MANUMALEUNACHIEF FINANCIAL OFFICERNO
RCG HOLDINGS LLC YES
GEORGE JOSEPH RECCHIACHIEF OPERATING OFFICERNO
LESLIE ROSENTHALMANAGING MEMBERYES
KEITH ERIC TURNERHEAD OF A BUSINESS UNIT, DIVISION OR FUNCTIONNO
History
 Status Effective Date
• ALSO SEE NFA ID 0085527 
 
• NOTICE BROKER DEALER WITHDRAWN04/06/2015 
• SWAP FIRM WITHDRAWN10/04/2013 
• SWAP FIRM APPROVED03/13/2013 
• SWAP FIRM PENDING02/28/2013 
• FOREX FIRM PENDING STATUS WITHDRAWN12/15/2010 
• FOREX DEALER MEMBER PENDING STATUS WITHDRAWN10/17/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING STATUS WITHDRAWN10/17/2010 
• FOREX FIRM PENDING09/16/2010 
• FOREX DEALER MEMBER PENDING09/16/2010 
• RETAIL FOREIGN EXCHANGE DEALER PENDING09/16/2010 
• NOTICE BROKER DEALER REGISTERED02/14/2002 
• COMMODITY TRADING ADVISOR WITHDRAWN06/30/1984 
• NFA MEMBER APPROVED07/01/1982 
• COMMODITY TRADING ADVISOR REGISTERED06/30/1982 
• FUTURES COMMISSION MERCHANT REGISTERED01/01/1979 
MG FINANCIAL LLC 
• PRINCIPAL WITHDRAWN 10/19/2010 
• PRINCIPAL APPROVED 02/03/2009 
• PRINCIPAL PENDING 10/16/2008 
RCI ADVISORY SERVICES LLC 
• PRINCIPAL WITHDRAWN 07/04/2010 
• PRINCIPAL APPROVED 04/05/2006 
• PRINCIPAL PENDING 04/04/2006 
ROSENTHAL COLLINS GLOBAL FUNDS LLC 
• PRINCIPAL WITHDRAWN 11/01/2010 
• PRINCIPAL APPROVED 01/25/2008 
 
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