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Details

JOHN ALAN MOORE NFA ID: 0214707

Current Status
EFLOORTRADE LLC 
• SWAP ASSOCIATED PERSON APPROVED 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
• NFA ASSOCIATE MEMBER APPROVED 
Regulatory Actions
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NFA1
CFTC0
Exchanges0
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NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent2
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CFTC Reparations Cases
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Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED10/21/2002
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED01/24/2008
History
 Status Effective Date
ATLAS FUTURES INC 
• ASSOCIATED PERSON WITHDRAWN 08/19/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/19/1997 
• ASSOCIATED PERSON REGISTERED 07/25/1996 
• NFA ASSOCIATE MEMBER APPROVED 07/25/1996 
• ASSOCIATED PERSON PENDING 03/20/1996 
• NFA ASSOCIATE MEMBER PENDING 03/20/1996 
DIAMOND HEAD CAPITAL LLC 
• ASSOCIATED PERSON WITHDRAWN 01/21/2015 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/21/2015 
• PRINCIPAL WITHDRAWN 01/21/2015 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 09/18/2009 
• NFA ASSOCIATE MEMBER APPROVED 07/07/2009 
• PRINCIPAL APPROVED 07/07/2009 
• ASSOCIATED PERSON REGISTERED 07/07/2009 
• BRANCH MANAGER PENDING 07/07/2009 
• ASSOCIATED PERSON WITHDRAWN 03/12/2009 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/12/2009 
• PRINCIPAL WITHDRAWN 03/12/2009 
• NFA ASSOCIATE MEMBER APPROVED 03/23/2005 
• ASSOCIATED PERSON REGISTERED 03/10/2005 
• PRINCIPAL APPROVED 03/03/2005 
• NFA ASSOCIATE MEMBER PENDING 03/03/2005 
• ASSOCIATED PERSON PENDING 03/03/2005 
EFLOORTRADE LLC 
• SWAP ASSOCIATED PERSON APPROVED 01/17/2013 
• SWAP ASSOCIATED PERSON PENDING 11/19/2012 
• ASSOCIATED PERSON REGISTERED 04/03/2000 
• PRINCIPAL APPROVED 04/03/2000 
• NFA ASSOCIATE MEMBER APPROVED 03/10/2000 
• ASSOCIATED PERSON TEMPORARY LICENSE 03/10/2000 
• ASSOCIATED PERSON PENDING 02/23/2000 
• NFA ASSOCIATE MEMBER PENDING 02/23/2000 
• PRINCIPAL PENDING 02/23/2000 
GAR WOOD SECURITIES LLC 
• ASSOCIATED PERSON WITHDRAWN 01/31/2013 
• BRANCH MANAGER WITHDRAWN 01/31/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/31/2013 
• ASSOCIATED PERSON REGISTERED 09/05/2012 
• BRANCH MANAGER APPROVED 09/05/2012 
• NFA ASSOCIATE MEMBER APPROVED 09/05/2012 
HANZA FUTURES TRADING CO 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 03/16/1998 
• PRINCIPAL PENDING STATUS WITHDRAWN 03/16/1998 
• BRANCH MANAGER PENDING 01/28/1998 
• PRINCIPAL PENDING 01/28/1998 
INTERNATIONAL ASSETS ADVISORY LLC 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/30/2010 
• PRINCIPAL WITHDRAWN 04/30/2010 
• ASSOCIATED PERSON WITHDRAWN 04/30/2010 
• NFA ASSOCIATE MEMBER APPROVED 06/16/2009 
• ASSOCIATED PERSON REGISTERED 06/16/2009 
• PRINCIPAL APPROVED 02/25/2009 
• NFA ASSOCIATE MEMBER PENDING 02/25/2009 
• ASSOCIATED PERSON PENDING 02/25/2009 
LEHMAN BROTHERS INC 
• ASSOCIATED PERSON WITHDRAWN 04/23/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/23/1990 
• ASSOCIATED PERSON REGISTERED 10/03/1988 
• NFA ASSOCIATE MEMBER APPROVED 09/26/1988 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/26/1988 
• ASSOCIATED PERSON PENDING 08/24/1988 
• NFA ASSOCIATE MEMBER PENDING 08/24/1988 
MOORE CAPITAL MANAGEMENT CTA INC 
• ASSOCIATED PERSON WITHDRAWN 03/30/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/30/2003 
• PRINCIPAL WITHDRAWN 03/30/2003 
• ASSOCIATED PERSON REGISTERED 04/03/2000 
• NFA ASSOCIATE MEMBER APPROVED 04/03/2000 
• PRINCIPAL APPROVED 04/03/2000 
• ASSOCIATED PERSON PENDING 03/23/2000 
• NFA ASSOCIATE MEMBER PENDING 03/23/2000 
• PRINCIPAL PENDING 03/23/2000 
MORGAN STANLEY DW INC 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 07/06/1990 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/06/1990 
• NFA ASSOCIATE MEMBER APPROVED 05/30/1990 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/30/1990 
OPPORTUNITIES IN OPTIONS 
• ASSOCIATED PERSON WITHDRAWN 08/19/1997 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/19/1997 
• ASSOCIATED PERSON REGISTERED 07/25/1996 
• NFA ASSOCIATE MEMBER APPROVED 05/20/1996 
• ASSOCIATED PERSON TEMPORARY LICENSE 05/20/1996 
• ASSOCIATED PERSON PENDING 03/20/1996 
• NFA ASSOCIATE MEMBER PENDING 03/20/1996 
PEREGRINE FINANCIAL GROUP INC 
• ASSOCIATED PERSON WITHDRAWN 03/29/1999 
• BRANCH MANAGER WITHDRAWN 03/29/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 03/29/1999 
• ASSOCIATED PERSON REGISTERED 02/18/1998 
• BRANCH MANAGER APPROVED 02/18/1998 
• BRANCH MANAGER PENDING 01/12/1998 
• NFA ASSOCIATE MEMBER APPROVED 01/06/1998 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/06/1998 
STRATEGIC COMMODITY TRADING INC 
• ASSOCIATED PERSON WITHDRAWN 11/18/1999 
• BRANCH MANAGER WITHDRAWN 11/18/1999 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/18/1999 
• ASSOCIATED PERSON REGISTERED 05/28/1999 
• BRANCH MANAGER APPROVED 05/28/1999 
• BRANCH MANAGER PENDING 05/05/1999 
• NFA ASSOCIATE MEMBER APPROVED 04/09/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 04/09/1999 
• ASSOCIATED PERSON WITHDRAWN 01/06/1998 
• NFA ASSOCIATE MEMBER WITHDRAWN 01/06/1998 
• ASSOCIATED PERSON REGISTERED 09/24/1997 
• NFA ASSOCIATE MEMBER APPROVED 08/25/1997 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/25/1997 
• ASSOCIATED PERSON PENDING 08/22/1997 
• NFA ASSOCIATE MEMBER PENDING 08/22/1997 
TIME LEVERAGE CAPITAL CORPORATION 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 02/16/2000 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/16/2000 
• NFA ASSOCIATE MEMBER APPROVED 10/18/1999 
• ASSOCIATED PERSON TEMPORARY LICENSE 10/18/1999 
TSUNAMI CAPITAL LLC 
• PRINCIPAL WITHDRAWN 07/06/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 07/06/2005 
• ASSOCIATED PERSON WITHDRAWN 07/06/2005 
• NFA ASSOCIATE MEMBER APPROVED 04/23/2003 
• ASSOCIATED PERSON REGISTERED 04/23/2003 
• PRINCIPAL APPROVED 04/23/2003 
• NFA ASSOCIATE MEMBER PENDING 04/07/2003 
• ASSOCIATED PERSON PENDING 04/07/2003 
• PRINCIPAL PENDING 04/07/2003 
 
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