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REFCO LLC NFA ID: 0001975 Current Status NO CURRENT STATUS Regulatory Actions  Agency Number NFA 0 CFTC 9 Exchanges 136 details...   NFA Arbitration Decisions  Role Number Claimant 10 Respondent 24 details...   CFTC Reparations Cases Total 147 details... Formerly Known As • FRIEDMAN RAY E & CO • REFCO INC   Business Address ATTN MELISSA HINDS C/O JENNER & BLOCK LLP ONE IBM PLAZA CHICAGO, IL  60611 UNITED STATES (312) 840-7255 Doing Business As • ASIAN TRADING CENTER • BT TRADING • CB&S DIVISION OF • CBANDSBROKERAGE • CENTURY GROUP DIVISION OF FIRST FUTURES • CHICAGO FUTURES GROUP DIVISION OF • COAN GROUP THE • CUSTOM BROKERAGE & SERVICES DIVISION OF • ECLIPSE FUTURES • F&E GROUP • FIRST FUTURES DIVISION • GAP DIVISION OF • GB RED DIVISON OF FIRST FUTURES • GOLDBERG DIVISION OF FIRST FUTURES • HAMMER TRADING GRP DIV OF • HENNING CAREY DIVISION OF FIRST FUTURES • HUME • HUME DIVISION OF • LASALLE GROUP • LBS DIVISION OF FIRST FUTURES • LFG DIVISION OF • LIND PLUS • LIND SYSTEMS • LIND WALDOCK DIV OF • PIONEER FUTURES DIVISION OF • PROFESSIONAL BROKERAGE PARTNERS • RB&H DIVISION OF • RB&H FINANCIAL SERVICES • REFCO EDUCATIONAL TRADING DIVISION • REFCO INVESTMENT SERVICES • REFCO INVESTOR SERVICES • REFCO NESVICK DIVISION • REFCO PRIVATE CLIENT GROUP DIVISION OF • REFCO WEST • USA TRADING DIVISION OF • WOLCOTT & LINCOLN DIV OF Listed Principals No principals currently listed History  Status Effective Date • NFA MEMBER WITHDRAWN 10/13/2011  • EXEMPT FOREIGN FIRM AGENT WITHDRAWN 10/13/2011  • FUTURES COMMISSION MERCHANT WITHDRAWN 10/13/2011  • NFA MEMBER SUSPENDED 02/25/2009  • FUTURES COMMISSION MERCHANT SUSPENDED 02/25/2009  • NOTICE BROKER DEALER WITHDRAWN 02/25/2009  • NOTICE BROKER DEALER REGISTERED 01/09/2002  • EXEMPT FOREIGN FIRM AGENT APPROVED 07/14/1988  • NFA MEMBER APPROVED 07/01/1982  • FUTURES COMMISSION MERCHANT REGISTERED 12/28/1970  REFCO TRADING SERVICES LLC  • PRINCIPAL WITHDRAWN 10/13/2011  • PRINCIPAL APPROVED 12/05/2003  • PRINCIPAL PENDING 11/28/2003