Skip Navigation Links

Details

REFCO LLC NFA ID: 0001975

Current Status
NO CURRENT STATUS
Regulatory Actions
 AgencyNumber
NFA0
CFTC9
Exchanges136
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant10
Respondent24
details...
 
CFTC Reparations Cases
Total147
details...
Formerly Known As
• FRIEDMAN RAY E & CO
• REFCO INC
 
Business Address
ATTN MELISSA HINDS
C/O JENNER & BLOCK LLP
ONE IBM PLAZA
CHICAGO, IL  60611
UNITED STATES
(312) 840-7255
Doing Business As
• ASIAN TRADING CENTER• BT TRADING
• CB&S DIVISION OF• CBANDSBROKERAGE
• CENTURY GROUP DIVISION OF FIRST FUTURES• CHICAGO FUTURES GROUP DIVISION OF
• COAN GROUP THE• CUSTOM BROKERAGE & SERVICES DIVISION OF
• ECLIPSE FUTURES• F&E GROUP
• FIRST FUTURES DIVISION• GAP DIVISION OF
• GB RED DIVISON OF FIRST FUTURES• GOLDBERG DIVISION OF FIRST FUTURES
• HAMMER TRADING GRP DIV OF• HENNING CAREY DIVISION OF FIRST FUTURES
• HUME• HUME DIVISION OF
• LASALLE GROUP• LBS DIVISION OF FIRST FUTURES
• LFG DIVISION OF• LIND PLUS
• LIND SYSTEMS• LIND WALDOCK DIV OF
• PIONEER FUTURES DIVISION OF• PROFESSIONAL BROKERAGE PARTNERS
• RB&H DIVISION OF• RB&H FINANCIAL SERVICES
• REFCO EDUCATIONAL TRADING DIVISION• REFCO INVESTMENT SERVICES
• REFCO INVESTOR SERVICES• REFCO NESVICK DIVISION
• REFCO PRIVATE CLIENT GROUP DIVISION OF• REFCO WEST
• USA TRADING DIVISION OF• WOLCOTT & LINCOLN DIV OF
Listed Principals
No principals currently listed
History
 Status Effective Date
• NFA MEMBER WITHDRAWN10/13/2011 
• EXEMPT FOREIGN FIRM AGENT WITHDRAWN10/13/2011 
• FUTURES COMMISSION MERCHANT WITHDRAWN10/13/2011 
• NFA MEMBER SUSPENDED02/25/2009 
• FUTURES COMMISSION MERCHANT SUSPENDED02/25/2009 
• NOTICE BROKER DEALER WITHDRAWN02/25/2009 
• NOTICE BROKER DEALER REGISTERED01/09/2002 
• EXEMPT FOREIGN FIRM AGENT APPROVED07/14/1988 
• NFA MEMBER APPROVED07/01/1982 
• FUTURES COMMISSION MERCHANT REGISTERED12/28/1970 
REFCO TRADING SERVICES LLC 
• PRINCIPAL WITHDRAWN 10/13/2011 
• PRINCIPAL APPROVED 12/05/2003 
• PRINCIPAL PENDING 11/28/2003 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.