Details

FACTOR CAPITAL MANAGEMENT LLC NFA ID: 0415938 Current Status • SWAP FIRM APPROVED  • NFA MEMBER APPROVED  • COMMODITY POOL OPERATOR REGISTERED  Firm Activity Status Firm has on-exchange futures and/or options customer accounts No Firm is soliciting customers No Firm manages futures or options customer accounts No Firm operates commodity pools No Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 25 DEFOREST AVE. SUITE 203 SUMMIT, NJ  07901 UNITED STATES 908-897-0518 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest MARY BYRA CHIEF FINANCIAL OFFICER NO ESPOSITO PRIVATE EQUITY GROUP YES MARK ALLEN ESPOSITO NO LISTED TITLE YES FACTOR ADVISORS LLC YES SAMUEL RALPH MASUCCI III CHIEF EXECUTIVE OFFICER NO DAVID HENRY WEISSMAN CHIEF COMPLIANCE OFFICER NO History  Status Effective Date • SWAP FIRM APPROVED 04/30/2013  • SWAP FIRM PENDING 04/29/2013  • NFA MEMBER APPROVED 12/17/2009  • COMMODITY POOL OPERATOR REGISTERED 12/17/2009  • NFA MEMBER PENDING 11/12/2009  • COMMODITY POOL OPERATOR PENDING 11/12/2009