Skip Navigation Links

Details

JAMES EMERSON GREEN NFA ID: 0209125

Current Status
• COMMODITY TRADING ADVISOR REGISTERED 
GREEN, JAMES EMERSON 
• ASSOCIATED PERSON REGISTERED 
• PRINCIPAL APPROVED 
Regulatory Actions
 AgencyNumber
NFA2
CFTC0
Exchanges0
details...
 
NFA Arbitration Decisions
 RoleNumber
Claimant0
Respondent3
details...
 
CFTC Reparations Cases
Total1
details...
 
Business Address
656 LINCOLN AVENUE
WINNETKA, IL  60093
UNITED STATES
847 533 0800
Security Futures Proficiency Training
 Description Date
SECURITY FUTURES TRAINING COMPLETED01/08/2003
SECURITY FUTURES PRINCIPAL TRAINING COMPLETED01/29/2003
Doing Business As
No other names
Listed Principals
 Listed Principal Name Title 10% or More
Financial Interest
JAMES EMERSON GREENSOLE PROPRIETORYES
History
 Status Effective Date
• COMMODITY TRADING ADVISOR REGISTERED09/10/2015 
• COMMODITY TRADING ADVISOR PENDING09/01/2015 
312 FUTURES MANAGEMENT INC 
• PRINCIPAL WITHDRAWN 07/02/1991 
• PRINCIPAL APPROVED 09/25/1990 
BROKERS RESOURCE CORP 
• PRINCIPAL WITHDRAWN 03/08/1993 
• PRINCIPAL APPROVED 09/25/1990 
CARR GLOBAL ADVISORS INC 
• PRINCIPAL WITHDRAWN 12/19/1993 
• PRINCIPAL APPROVED 09/13/1993 
• PRINCIPAL PENDING 07/22/1993 
FXDIRECTDEALER LLC 
• ASSOCIATED PERSON WITHDRAWN 08/30/2013 
• FOREX ASSOCIATED PERSON WITHDRAWN 08/30/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/30/2013 
• PRINCIPAL WITHDRAWN 07/31/2013 
• FOREX ASSOCIATED PERSON APPROVED 09/13/2010 
• FOREX ASSOCIATED PERSON PENDING 09/13/2010 
• NFA ASSOCIATE MEMBER APPROVED 12/10/2009 
• ASSOCIATED PERSON REGISTERED 12/10/2009 
• NFA ASSOCIATE MEMBER PENDING 05/02/2008 
• ASSOCIATED PERSON PENDING 05/02/2008 
• PRINCIPAL APPROVED 04/30/2008 
GLOBAL FUTURES & FOREX LTD 
• ASSOCIATED PERSON WITHDRAWN 08/01/2005 
• PRINCIPAL WITHDRAWN 08/01/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/15/2005 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 04/26/2004 
• ASSOCIATED PERSON REGISTERED 03/16/2004 
• PRINCIPAL APPROVED 03/16/2004 
• NFA ASSOCIATE MEMBER APPROVED 02/20/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE 02/20/2004 
• NFA ASSOCIATE MEMBER PENDING 02/17/2004 
• NFA ASSOCIATE MEMBER WITHDRAWN 02/17/2004 
• ASSOCIATED PERSON PENDING 02/17/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 02/17/2004 
• BRANCH MANAGER PENDING 01/26/2004 
• PRINCIPAL PENDING 01/26/2004 
• ASSOCIATED PERSON TEMPORARY LICENSE 01/26/2004 
• NFA ASSOCIATE MEMBER APPROVED 01/26/2004 
GLOBAL FUTURES LLC 
• ASSOCIATED PERSON WITHDRAWN 08/01/2005 
• NFA ASSOCIATE MEMBER WITHDRAWN 08/01/2005 
• NFA ASSOCIATE MEMBER APPROVED 04/02/2004 
• ASSOCIATED PERSON REGISTERED 04/02/2004 
• ASSOCIATED PERSON PENDING STATUS WITHDRAWN 01/29/2004 
• BRANCH MANAGER PENDING STATUS WITHDRAWN 01/29/2004 
• NFA ASSOCIATE MEMBER PENDING STATUS WITHDRAWN 01/29/2004 
• PRINCIPAL PENDING STATUS WITHDRAWN 01/29/2004 
• ASSOCIATED PERSON PENDING 01/26/2004 
• BRANCH MANAGER PENDING 01/26/2004 
• NFA ASSOCIATE MEMBER PENDING 01/26/2004 
• PRINCIPAL PENDING 01/26/2004 
GREEN, JAMES EMERSON 
• ASSOCIATED PERSON REGISTERED 09/10/2015 
• PRINCIPAL APPROVED 09/10/2015 
• ASSOCIATED PERSON PENDING 09/02/2015 
• PRINCIPAL PENDING 09/02/2015 
INDEX ASSET MANAGEMENT PARTNERS 
• PRINCIPAL WITHDRAWN 03/08/1993 
• PRINCIPAL APPROVED 09/22/1990 
INDEX FUTURES GROUP INC 
• PRINCIPAL WITHDRAWN 03/08/1993 
• PRINCIPAL APPROVED 05/31/1990 
• PRINCIPAL PENDING 03/30/1990 
INDEX MANAGEMENT SERVICES INC 
• PRINCIPAL WITHDRAWN 03/08/1993 
• PRINCIPAL APPROVED 09/25/1990 
INTERNATIONAL FUTURES STRATEGISTS INC 
• PRINCIPAL WITHDRAWN 02/25/1990 
• PRINCIPAL APPROVED 12/09/1988 
JACK CARL MANAGEMENT & TRADING INC 
• PRINCIPAL WITHDRAWN 03/23/1993 
• PRINCIPAL APPROVED 01/30/1992 
MF GLOBAL INC 
• ASSOCIATED PERSON WITHDRAWN 06/30/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 06/30/2006 
• ASSOCIATED PERSON REGISTERED 08/05/2005 
• NFA ASSOCIATE MEMBER APPROVED 08/02/2005 
• ASSOCIATED PERSON TEMPORARY LICENSE 08/02/2005 
NEWEDGE FINANCIAL INC 
• PRINCIPAL WITHDRAWN 12/19/1993 
• PRINCIPAL APPROVED 09/13/1993 
• PRINCIPAL PENDING 07/01/1993 
REFCO LLC 
• PRINCIPAL WITHDRAWN 12/03/2002 
• PRINCIPAL APPROVED 05/24/2001 
• PRINCIPAL PENDING 04/24/2001 
RESEARCH DEPARTMENT INC 
• PRINCIPAL WITHDRAWN 04/07/1992 
• PRINCIPAL APPROVED 09/25/1990 
TRADITION SECURITIES AND FUTURES INC 
• ASSOCIATED PERSON WITHDRAWN 04/25/2013 
• NFA ASSOCIATE MEMBER WITHDRAWN 04/25/2013 
• PRINCIPAL WITHDRAWN 04/25/2013 
• ASSOCIATED PERSON REGISTERED 09/26/2007 
• PRINCIPAL APPROVED 09/26/2007 
• NFA ASSOCIATE MEMBER APPROVED 09/04/2007 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/04/2007 
• PRINCIPAL PENDING 09/04/2007 
• ASSOCIATED PERSON WITHDRAWN 11/10/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 11/10/2006 
• PRINCIPAL WITHDRAWN 11/10/2006 
• NFA ASSOCIATE MEMBER APPROVED 11/06/2006 
• PRINCIPAL APPROVED 11/06/2006 
• ASSOCIATED PERSON REGISTERED 11/06/2006 
• NFA ASSOCIATE MEMBER PENDING 10/05/2006 
• NFA ASSOCIATE MEMBER WITHDRAWN 10/05/2006 
• ASSOCIATED PERSON PENDING 10/05/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE WITHDRAWN 10/05/2006 
• PRINCIPAL PENDING 09/15/2006 
• NFA ASSOCIATE MEMBER APPROVED 09/14/2006 
• ASSOCIATED PERSON TEMPORARY LICENSE 09/14/2006 
ZANER GROUP LLC 
• PRINCIPAL WITHDRAWN 02/03/1989 
• PRINCIPAL APPROVED 07/25/1988 
• PRINCIPAL PENDING 02/03/1988 
ZAP FUTURES LLC 
• PRINCIPAL WITHDRAWN 09/10/2003 
• ASSOCIATED PERSON WITHDRAWN 09/05/2003 
• NFA ASSOCIATE MEMBER WITHDRAWN 09/05/2003 
• ASSOCIATED PERSON REGISTERED 12/06/2002 
• NFA ASSOCIATE MEMBER APPROVED 12/06/2002 
• ASSOCIATED PERSON TEMPORARY LICENSE 12/06/2002 
• PRINCIPAL APPROVED 09/18/2002 
• PRINCIPAL PENDING 09/18/2002 
 
NFA is the premier independent provider of efficient and innovative regulatory programs that safeguard the integrity of the derivatives markets.