Details

UNIVERSA INVESTMENTS LP NFA ID: 0390014 Current Status • COMMODITY POOL OPERATOR REGISTERED  • NFA MEMBER APPROVED  • COMMODITY TRADING ADVISOR REGISTERED  Exemptions Click the link below to view exemptions for this firm View Exemptions Firm Activity Status Firm has on-exchange futures and/or options customer accounts Yes Firm is soliciting customers Yes Firm manages futures or options customer accounts Yes Firm operates commodity pools Yes Firm is engaged in retail off-exchange foreign currency futures and/or options No Regulatory Actions  Agency Number NFA 0 CFTC 0 Exchanges 0 details...   NFA Arbitration Decisions  Role Number Claimant 0 Respondent 0 details...   CFTC Reparations Cases Total 0 details... Formerly Known As No other names   Business Address 1414 2ND STREET SANTA MONICA, CA  90401 UNITED STATES 1310-566-5560 Doing Business As No other names Listed Principals  Listed Principal Name Title 10% or More Financial Interest DAMIR DELIC NO LISTED TITLE NO ERIC SPENCER CHIEF FINANCIAL OFFICER NO MARK WILLIAM SPITZNAGEL PRESIDENT YES UNIVERSA LLC YES History  Status Effective Date • COMMODITY POOL OPERATOR REGISTERED 04/05/2012  • COMMODITY POOL OPERATOR PENDING 04/05/2012  • NFA MEMBER APPROVED 04/06/2009  • COMMODITY TRADING ADVISOR REGISTERED 04/06/2009  • NFA MEMBER PENDING 02/12/2009  • COMMODITY TRADING ADVISOR PENDING 12/09/2008